| 23-02747 | 05/29/2024 | Claimant(s): Brian Visconti
Claimant Lawyers(s): Richard S. Meisner
Respondent(s): The Jeffrey Matthews Financial Group LLC
Respondent Lawyers(s): Ginny Colarusso
Arbitrator(s): Carole Crosby
Hearing Site: Tampa, FL
| | |
| 23-02800 | 05/22/2024 | Claimant(s): Jonathan Marshall
Claimant Lawyers(s): Jonathan Edward Marshall
Respondent(s): Lincoln Financial Securities Corporation
Respondent Lawyers(s): Benjamin Edwards
Arbitrator(s): Carole Crosby, Donald N. Malawsky, John G. Sciandra
Hearing Site: Tampa, FL
| | |
| 14-00079 | 08/05/2015 | Claimant(s): Cor Clearing LLC
Claimant Lawyers(s): Bruce W. Barnes
Respondent(s): David Jarvis
Respondent Lawyers(s): Debra A. Jenks
Arbitrator(s): Carole M. Crosby, Richard J. Fuller, Daniel B. Daugherty
Hearing Site: Tampa, FL
| | |
| 13-00115 | 05/30/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Yana Kromo
Respondent(s): John Zangari
Respondent Lawyers(s): Thomas B. Lewis
Arbitrator(s): Carole M. Crosby
Hearing Site: Tampa, FL
| | |
| 12-01920 | 12/26/2012 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Deborah G. Evans
Respondent(s): Rafael Calleja
Respondent Lawyers(s): Rafael Antonio Calleja
Arbitrator(s): Carole M. Crosby
Hearing Site: Tampa, FL
| | |
| 12-00726 | 11/13/2012 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Alison Janke
Respondent Lawyers(s): Alison Janke
Arbitrator(s): Carole M. Crosby
Hearing Site: Tampa, FL
| | |
| 10-02041 | 10/07/2010 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): James Van Dyke
Respondent(s): Pamela Lonzo
Respondent Lawyers(s): Pamela M. Olah
Arbitrator(s): Carole M. Crosby
Hearing Site: Chicago, IL
| | |
| 08-00844 | 12/11/2009 | Claimant(s): David Aquilina
Claimant Lawyers(s): Daniel W. Rucker
Respondent(s): Daniel Mooradian, Gary Jbara, Citigroup Global Markets., Jessie Collins-Rehil, Lewis Walterhouse, Mark Rogers, Robert Bradley, Thomas Welch
Respondent Lawyers(s): Jerry M. Santangelo
Arbitrator(s): Jeffry M. Bauer, Carole M. Crosby, Harold Hood
Hearing Site: Detroit, MI
| | |
| 06-03445 | 04/08/2008 | Claimant(s): Schultz Investment Advisors Incorporat
Claimant Lawyers(s): Lawrence R. Gelber
Respondent(s): Douglas Plamondon, Randall Novotny, Roger Steensma, Scott Schultz, Hoffman, Steensma, and Plamondon, PLC, SPN Financial Services
Respondent Lawyers(s): Lawrence R. Gelber, Robert K. Ross
Arbitrator(s): Carole M. Crosby, Jack J. Mazzara, Martin Brosnan
Hearing Site: Detroit, MI
| | |
