Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-01987 | 12/14/2018 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Samuel Mauch Respondent(s): Richard Hartnett Respondent Lawyers(s): Robert C. Harris Arbitrator(s): Jack A. Helms Hearing Site: Columbia, SC | ||
| 17-02468 | 05/16/2018 | Claimant(s): Erik Weir Claimant Lawyers(s): Armin Sarabi Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): Harry G. Mason Hearing Site: Columbia, SC | ||
| 17-03056 | 03/28/2018 | Claimant(s): Waddell & Reed Claimant Lawyers(s): Lindsay E. Wuller Respondent(s): Leslie Slaughter Respondent Lawyers(s): Leslie Ann Slaughter Arbitrator(s): Gregory D. Hoffmann Hearing Site: Columbia, SC | ||
| 16-03589 | 10/04/2017 | Claimant(s): William Danzell Claimant Lawyers(s): William Bordon Danzell Respondent(s): Prudential Equity Group Respondent Lawyers(s): Alan S. Brodherson Arbitrator(s): James C. Hoover Hearing Site: Columbia, SC | ||
| 15-02697 | 09/27/2017 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Deirdre Wolff Respondent(s): John Giangrande Respondent Lawyers(s): James Weston Arbitrator(s): Thomas Joseph Atkinson Hearing Site: Columbia, SC | ||
| 16-01256 | 03/07/2017 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Robert L Herskovits Respondent(s): Timothy Brockman Respondent Lawyers(s): Timothy J Brockman Arbitrator(s): Robert G. Bannon Hearing Site: Columbia, SC | ||
| 16-03209 | 02/21/2017 | Claimant(s): JHS Capital Advisors, JHS Capital Holdings Claimant Lawyers(s): Joel Ewusiak Respondent(s): William Bendt Respondent Lawyers(s): William Larry Bendt Arbitrator(s): Muriel Desloovere Hearing Site: Columbia, SC | ||
| 16-00122 | 12/01/2016 | Claimant(s): Wesley Whitten Claimant Lawyers(s): Wesley W. Whitten Respondent(s): Metlife Securities Inc. Respondent Lawyers(s): Christina Meddin Arbitrator(s): Maurice M. Feller Hearing Site: Columbia, SC | ||
| 16-00049 | 08/22/2016 | Claimant(s): Raymond, James & Associates. Claimant Lawyers(s): Dominique E. Heller Respondent(s): Andrew Niehus Respondent Lawyers(s): Andrew Joseph Niehus Arbitrator(s): Robert H. Putnam Hearing Site: Columbia, SC | ||
| 14-03361 | 04/01/2016 | Claimant(s): Jack Griffith Claimant Lawyers(s): Amy Hill Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Gerry A. Giurato Arbitrator(s): Hearing Site: Columbia, SC |