Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-00872 | 11/20/2018 | Claimant(s): Michael Engelstad Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Paul Yarns Arbitrator(s): Jonathan B. Gilbert Hearing Site: Indianapolis, IN | ||
| 18-00871 | 10/16/2018 | Claimant(s): Michael Lukas Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Jonathan B. Gilbert Hearing Site: Chicago, IL | ||
| 16-03516 | 10/12/2018 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): David J. Sensenig Respondent(s): Terrence Puricelli Respondent Lawyers(s): Bryan P. Cavanaugh Arbitrator(s): Michael L. Lyons, Jonathan B. Gilbert, David E. Bailey Hearing Site: St. Louis, MO | ||
| 17-01895 | 09/19/2018 | Claimant(s): David Peterson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon Kaplon Arbitrator(s): Jonathan B. Gilbert Hearing Site: Denver, CO | ||
| 18-00799 | 09/08/2018 | Claimant(s): David Brown Claimant Lawyers(s): Eric Litow Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Jonathan B. Gilbert Hearing Site: Chicago, IL | ||
| 17-03205 | 07/19/2018 | Claimant(s): David Garrison Claimant Lawyers(s): Armin Sarabi Respondent(s): Cambridge Investment Research. Respondent Lawyers(s): Andrea Shafer Arbitrator(s): Jonathan B. Gilbert Hearing Site: Kansas City, MO | ||
| 17-02256 | 03/16/2018 | Claimant(s): Randall Larson Claimant Lawyers(s): Armin Sarabi Respondent(s): Larson Financial Securities Respondent Lawyers(s): Steve Cervantes Arbitrator(s): Jonathan B. Gilbert Hearing Site: St. Louis, MO | ||
| 16-02431 | 01/30/2017 | Claimant(s): Thomas Freitag Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Jonathan B. Gilbert Hearing Site: Milwaukee, WI | ||
| 15-02270 | 08/24/2016 | Claimant(s): Douglas McConnell Claimant Lawyers(s): Jerome F. Crotty Respondent(s): McClendon, Morrison & Partners. Respondent Lawyers(s): Patrick J. Keating Arbitrator(s): Frank Samuelsohn, Jonathan B. Gilbert, Martin A. Duncan Hearing Site: Chicago, IL | ||
| 12-03807 | 02/19/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Diane C. Fischer Respondent(s): Jeff Lesniewicz Respondent Lawyers(s): Brian H. Sanchez Arbitrator(s): Jonathan B. Gilbert Hearing Site: Chicago, IL |