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FINRA Awards for Robert D. Sussin

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Displaying 31-40 out of 53 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0001510/08/2019Claimant(s): Lisa Detanna
Claimant Lawyers(s): Scott Rahn
Respondent(s): Morgan Stanley & Co., Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff, Chan Nam
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
18-0212008/05/2019Claimant(s): Isidro Miramontes
Claimant Lawyers(s): David Harrison
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy L. Moore
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
18-0242303/28/2019Claimant(s): Albert Aizin
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Syndicated Capital.
Respondent Lawyers(s): Katherine P. Lee
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
18-0140012/31/2018Claimant(s): Gordon Chen, Nhut Anh Dang
Claimant Lawyers(s): Neal S. Robb
Respondent(s): Kai Lee
Respondent Lawyers(s): Kai Lee
Arbitrator(s): Robert D. Sussin, Cathleen M. Cobb, Rahsan Malik Boykin
Hearing Site: Los Angeles, CA
18-0050712/27/2018Claimant(s): Aaron Maurer
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): RP Capital LLC
Respondent Lawyers(s): Gary Price
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
18-0082811/06/2018Claimant(s): Allen Schreiber
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Patrick S. Christensen
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
18-0078109/20/2018Claimant(s): Don Martin
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
18-0022509/14/2018Claimant(s): Ariel Bobroff, Gary Davis
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): William McC. Montgomery
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
17-0216212/08/2017Claimant(s): Michael Kanigher
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig Vollono
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
17-0142011/15/2017Claimant(s): Anthony Guinane
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA

53 Results

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