Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-01519 | 05/20/2019 | Claimant(s): Robert Brangle Claimant Lawyers(s): Joan M. Swartz Respondent(s): Scottrade Inc. Respondent Lawyers(s): Anna M. Berman Arbitrator(s): Leah Murray Albert, Tracy L. Allen, Julius Z. Frager Hearing Site: St. Louis, MO | ||
| 18-00483 | 01/17/2019 | Claimant(s): Andrew Perri Claimant Lawyers(s): Armin Sarabi Respondent(s): Sigma Financial Corporation Respondent Lawyers(s): Jonathan M. Sterling Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI | ||
| 18-00261 | 10/31/2018 | Claimant(s): John Tyczynski Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Gleacher & Company Securities., Legg Mason Wood Walker Respondent Lawyers(s): Annis Kwok, Rosemary Francavilla Arbitrator(s): Tracy L. Allen Hearing Site: Buffalo, NY | ||
| 18-00700 | 10/31/2018 | Claimant(s): Kenneth Sorge Claimant Lawyers(s): Dochtor Kennedy Respondent(s): American Beacon Partners. Respondent Lawyers(s): Douglas A. Pavek Arbitrator(s): Tracy L. Allen Hearing Site: Milwaukee, WI | ||
| 18-02074 | 10/29/2018 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Miles D. Hart Respondent(s): John Leonard Respondent Lawyers(s): John Bradford Leonard Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI | ||
| 17-03354 | 10/24/2018 | Claimant(s): James Schrader Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Tracy L. Allen Hearing Site: Indianapolis, IN | ||
| 18-00401 | 09/10/2018 | Claimant(s): Bruce Ballard Claimant Lawyers(s): Michael Bessette Respondent(s): Morgan Stanley Respondent Lawyers(s): Todd A. Holeman Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI | ||
| 16-03491 | 08/29/2018 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings Claimant Lawyers(s): Travis Chapin Respondent(s): Michael Mawby Respondent Lawyers(s): Steve Wasserman Arbitrator(s): Tracy L. Allen, Stephen M. Bales, David Rosenblum Cohen Hearing Site: Cleveland, OH | ||
| 17-03421 | 08/27/2018 | Claimant(s): Brian Behl Claimant Lawyers(s): Michael Bessette Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Tracy L. Allen Hearing Site: Milwaukee, WI | ||
| 17-02349 | 06/26/2018 | Claimant(s): Todd Allen Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Tracy L. Allen Hearing Site: Buffalo, NY |