Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01435 | 07/22/2021 | Claimant(s): Christopher DiGregorio Claimant Lawyers(s): Daniel D'Costa Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Nicola Anne Murphy Arbitrator(s): Catherine Stewart Hearing Site: Jersey City, NJ | ||
| 20-02391 | 07/08/2021 | Claimant(s): Alan Sharpe Claimant Lawyers(s): Daniel D'Costa Respondent(s): Prudential Equity Group Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Richard J. Grahn Hearing Site: Boston, MA | ||
| 20-02200 | 06/04/2021 | Claimant(s): Christopher DiGregorio Claimant Lawyers(s): Daniel D'Costa Respondent(s): Janney Montgomery Scott LLC Respondent Lawyers(s): Jill B. Clarke Arbitrator(s): Louis H Miron Hearing Site: Jersey City, NJ | ||
| 20-02389 | 05/21/2021 | Claimant(s): Alan Sharpe Claimant Lawyers(s): Daniel D'Costa Respondent(s): Moors & Cabot. Respondent Lawyers(s): Peter Svorinic Arbitrator(s): Jeffrey P. Petrucelly Hearing Site: Boston, MA | ||
| 20-02420 | 05/04/2021 | Claimant(s): Tim Hakes Claimant Lawyers(s): Daniel D'Costa Respondent(s): The O.N Equity Sales Company Respondent Lawyers(s): Mark E. Elsener Arbitrator(s): Brett Coonrod Hearing Site: Kansas City, MO | ||
| 20-02426 | 04/30/2021 | Claimant(s): Scott Colangelo Claimant Lawyers(s): Daniel D'Costa Respondent(s): The O.N Equity Sales Company Respondent Lawyers(s): Jennifer Rockel Arbitrator(s): Bill Lamoreaux Hearing Site: Kansas City, MO | ||
| 20-02366 | 04/21/2021 | Claimant(s): Michelle Parretti Claimant Lawyers(s): Daniel D'Costa Respondent(s): Morgan Stanley Respondent Lawyers(s): Abigail D. Elrod Arbitrator(s): Richard J. Grahn Hearing Site: Boston, MA | ||
| 20-02390 | 04/02/2021 | Claimant(s): Alan Sharpe Claimant Lawyers(s): Daniel D'Costa Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Tiana M. Towns Arbitrator(s): Richard J. Grahn Hearing Site: Boston, MA | ||
| 20-02367 | 03/19/2021 | Claimant(s): Michelle Parretti Claimant Lawyers(s): Daniel D'Costa Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Steven S. Manos Hearing Site: Boston, MA | ||
| 20-01667 | 02/26/2021 | Claimant(s): Primo Bushati Claimant Lawyers(s): Daniel D'Costa Respondent(s): Bankers Life Securities. Respondent Lawyers(s): Steven K. Huffer Arbitrator(s): Brian G. Mooney Hearing Site: Tampa, FL |