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FINRA Awards for Gregg J. Breitbart

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Displaying 11-20 out of 28 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0246407/02/2021Claimant(s): David Weinstein
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Dawson James Securities.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Elena G. Rodriguez
Hearing Site: Boca Raton, FL
20-0302306/01/2021Claimant(s): Peter Goffin
Claimant Lawyers(s): Joshua Bautz
Respondent(s): Wells Fargo Advisors Financial Network, NewBridge Securities Corp.
Respondent Lawyers(s): Gregg J. Breitbart, Patricia Cowart
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
20-0200805/24/2021Claimant(s): Michael Zoitas
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Michael H DuBoff
Hearing Site: New York, NY
20-0305405/11/2021Claimant(s): Gerald Sharpe
Claimant Lawyers(s): Gregg J. Breitbart
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Kevin Meade
Arbitrator(s): Martin R. Cramer
Hearing Site: Jersey City, NJ
20-0298905/04/2021Claimant(s): Kerri Jamison
Claimant Lawyers(s): Zachary Hayes-Macauluso
Respondent(s): NewBridge Securities Corp.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Renee Bryna Gerstman
Hearing Site: Phoenix, AZ
20-0314304/23/2021Claimant(s): Jason Lavigne
Claimant Lawyers(s): Gregg J. Breitbart
Respondent(s): Triad Advisors LLC
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Paul Allan Massaro
Hearing Site: Jersey City, NJ
20-0202204/05/2021Claimant(s): Darin Ely
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): BI Investments, Infinex Investments.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Norfolk, VA
19-0338502/23/2021Claimant(s): NewBridge Securities Corp.
Claimant Lawyers(s): Gregg J. Breitbart
Respondent(s): Gaetano Magarelli
Respondent Lawyers(s): Gaetano Magarelli
Arbitrator(s): Herbert Branitsky
Hearing Site: Boca Raton, FL
20-0282002/05/2021Claimant(s): Donna DeSanctis
Claimant Lawyers(s): Gregg J. Breitbart
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
20-0050610/05/2020Claimant(s): Alan Douglass
Claimant Lawyers(s): Gregg J. Breitbart
Respondent(s): Investacorp.
Respondent Lawyers(s): Melissa Tarentino
Arbitrator(s): Martin M. Van Luven
Hearing Site: Tampa, FL

28 Results

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