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FINRA Awards for Martin Brosnan

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0361212/10/2019Claimant(s): Santo Blumke
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Trevor J. Hardy
Arbitrator(s): Martin Brosnan
Hearing Site: Detroit, MI
18-0042008/16/2018Claimant(s): Ameriprise Financial Services
Claimant Lawyers(s): Miles D. Hart
Respondent(s): Frederick Miller
Respondent Lawyers(s): Frederick Michael Miller
Arbitrator(s): Martin Brosnan
Hearing Site: Detroit, MI
17-0100303/30/2018Claimant(s): Kevin Fifield
Claimant Lawyers(s): Stuart Sinai
Respondent(s): LPL Financial LLC, MML Investors Services
Respondent Lawyers(s): Barbara Kramer, Jon Kaplon
Arbitrator(s): Martin Brosnan
Hearing Site: Detroit, MI
16-0023301/31/2017Claimant(s): Alishia Terrill
Claimant Lawyers(s): Jon J. Schrotenboer
Respondent(s): Syed Mahmud
Respondent Lawyers(s): Devin W. Bone
Arbitrator(s): Martin Brosnan, Dana R. Dawe, Seth H. Barsky
Hearing Site: Detroit, MI
14-0342810/22/2015Claimant(s): David Boor, Mark Steinberg
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David J. Butler
Arbitrator(s): Martin Brosnan
Hearing Site: Detroit, MI
06-0344504/08/2008Claimant(s): Schultz Investment Advisors Incorporat
Claimant Lawyers(s): Lawrence R. Gelber
Respondent(s): Douglas Plamondon, Randall Novotny, Roger Steensma, Scott Schultz, Hoffman, Steensma, and Plamondon, PLC, SPN Financial Services
Respondent Lawyers(s): Lawrence R. Gelber, Robert K. Ross
Arbitrator(s): Carole M. Crosby, Jack J. Mazzara, Martin Brosnan
Hearing Site: Detroit, MI

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