FINRA Awards for Thomas McEvoy

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Displaying 21-26 out of 26 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-02325	05/05/2021	Claimant(s): Anthony Varbero Claimant Lawyers(s): Thomas McEvoy Respondent(s): Joseph Stevens & Co.. Respondent Lawyers(s): Fabio Migliaccio Arbitrator(s): Sam Antar Hearing Site: New York, NY
20-02282	04/19/2021	Claimant(s): Dennis Herrera Claimant Lawyers(s): Thomas McEvoy Respondent(s): Aegis Capital Corp., Blackbook Capital, Charles Vista LLC, Hunter Scott Financial LLC, John Thomas Financial Respondent Lawyers(s): Anthony C. Naccarelli, Franklin Ogele, Gregg Lorenzo, Maria Cummings, Peter Gouzos Arbitrator(s): Harvey Barrison Hearing Site: New York, NY
20-02348	04/16/2021	Claimant(s): Mark Martiak Claimant Lawyers(s): Thomas McEvoy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Richard Gee Hearing Site: New York, NY
20-01362	01/26/2021	Claimant(s): Safet Musovic Claimant Lawyers(s): Thomas McEvoy Respondent(s): LPL Financial LLC, Santander Securities LLC Respondent Lawyers(s): N. Nancy Ghabai, Sara B. Davis Arbitrator(s): Robert E. Anderson Hearing Site: New York, NY
20-01184	09/25/2020	Claimant(s): Michael Lackwood Claimant Lawyers(s): Thomas McEvoy Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Nicola A. Murphy Arbitrator(s): Michael S. Lazan Hearing Site: New York, NY
18-04124	12/19/2019	Claimant(s): Edward Cahill Claimant Lawyers(s): Thomas McEvoy Respondent(s): American Capital Partners Respondent Lawyers(s): John Gardini Arbitrator(s): Robert E. Anderson Hearing Site: New York, NY