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FINRA Awards for Omar Perez

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Displaying 41-50 out of 106 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0115209/17/2021Claimant(s): Kent Kirby
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Harvey R. Linder
Hearing Site: Nashville, TN
20-0118608/30/2021Claimant(s): Douglas Wall
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Patricia Beaujean Lehtola
Hearing Site: Dallas, TX
20-0052408/19/2021Claimant(s): Curtis Parry
Claimant Lawyers(s): Chelsea Masters
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Constance Ellen Boukidis
Hearing Site: Los Angeles, CA
21-0153908/12/2021Claimant(s): Gregory Shanaphy
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Gerald M. Levine
Hearing Site: New York, NY
21-0123907/30/2021Claimant(s): Kalyn Walker, Perry Zeigler
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Erik R. Siering
Hearing Site: San Diego, CA
20-0200007/22/2021Claimant(s): Glen Ringwall, Mark Manion
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Leon Fox
Hearing Site: Milwaukee, WI
21-0134107/22/2021Claimant(s): John Morris
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Michael H DuBoff
Hearing Site: Jersey City, NJ
20-0237607/19/2021Claimant(s): Debra Bushman
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Eric Goldman
Hearing Site: New York, NY
20-0275507/01/2021Claimant(s): Adam Bramson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Larry Evert Carlson
Hearing Site: Chicago, IL
21-0130007/01/2021Claimant(s): Drew Freides
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): George L. Tindall
Hearing Site: Los Angeles, CA

106 Results

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