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FINRA Awards for Omar Perez

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Displaying 31-40 out of 106 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0245602/02/2022Claimant(s): Robert Clear
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Robert E. Anderson
Hearing Site: Jersey City, NJ
21-0261912/28/2021Claimant(s): James Candella
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Karl A. Vogeler
Hearing Site: Nashville, TN
20-0248212/23/2021Claimant(s): Christopher Cowans
Claimant Lawyers(s): Seth I. Rubinson
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): David Wertz Ellis
Hearing Site: Boston, MA
21-0208811/24/2021Claimant(s): Holly Hendrix
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Steven C. Kasarda
Hearing Site: New York, NY
20-0227810/19/2021Claimant(s): Christopher Scroggins
Claimant Lawyers(s): Avi Rosenfeld
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Thomas D. Reese
Hearing Site: San Francisco, CA
20-0300510/13/2021Claimant(s): Andrew Burish
Claimant Lawyers(s): William McC. Montgomery
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Philip J. Glick
Hearing Site: Milwaukee, WI
21-0203810/13/2021Claimant(s): Michael Chudd
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Las Vegas, NV
20-0284010/06/2021Claimant(s): John Randolph
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Philip J. Glick
Hearing Site: Minneapolis, MN
21-0199310/06/2021Claimant(s): Kathleen Entwistle
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Michael H DuBoff
Hearing Site: New York, NY
21-0208710/01/2021Claimant(s): Ronald Giancristofaro
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Alice E. Winkler
Hearing Site: New York, NY

106 Results

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