| 17-00227 | 03/04/2019 | Claimant(s): Jean Innucci
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): David Wirtz
Arbitrator(s): Doris Lindbergh, Ronald Harris Kisner, Lorrie E Whitfield
Hearing Site: New York, NY
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| 17-02655 | 12/10/2018 | Claimant(s): Douglas Modico
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Auerbach Grayson & Company LLC
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Ann C. Northern, Doris Lindbergh, Stephen A. Weiner
Hearing Site: New York, NY
| | |
| 15-00532 | 12/29/2016 | Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): David Russell
Respondent(s): Richard Comeau
Respondent Lawyers(s): Michael C. Deutsch
Arbitrator(s): Raymond Nardo, Doris Lindbergh, Linda J. Baer
Hearing Site: New York, NY
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| 13-02990 | 02/25/2015 | Claimant(s): Belgica Vidal
Claimant Lawyers(s): Brittany Weiner
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Rebecca A. Novak, Doris Lindbergh, Christine Moore
Hearing Site: New York, NY
| | |
| 09-04856 | 08/06/2010 | Claimant(s): Invest Financial Corporation
Claimant Lawyers(s): Luigi Spadafora
Respondent(s): William Banks
Respondent Lawyers(s): William M. Banks
Arbitrator(s): Doris Lindbergh
Hearing Site: New York, NY
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| 09-04975 | 08/03/2010 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): G. Wayne Hillis
Respondent(s): Jason Adams
Respondent Lawyers(s): Craig H. Kuglar
Arbitrator(s): Andrew G. Fellios, Doris Lindbergh, Lynda L. Baker
Hearing Site: Atlanta, GA
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| 08-01062 | 12/01/2008 | Claimant(s): Avalon Partners.
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Edgar Olmeda
Respondent Lawyers(s): Edgar Olmeda
Arbitrator(s): Doris Lindbergh
Hearing Site: New York, NY
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| 08-00134 | 10/02/2008 | Claimant(s): National Securities Corporation
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Stephen Renaud
Respondent Lawyers(s): Stephen Arthur Renaud
Arbitrator(s): Doris Lindbergh
Hearing Site: New York, NY
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