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FINRA Awards for Philip A. Pizelo

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Displaying 9 out of 9 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0312806/03/2021Claimant(s): Donna Stevenson
Claimant Lawyers(s): David Monsour
Respondent(s): Pacific West Securities.
Respondent Lawyers(s): Philip A. Pizelo
Arbitrator(s): Kevin C. Coleman
Hearing Site: San Francisco, CA
18-0315502/03/2020Claimant(s): Erinn Ford
Claimant Lawyers(s): Amir Tadjedin
Respondent(s): Pacific West Securities.
Respondent Lawyers(s): Philip A. Pizelo
Arbitrator(s): Frederick B. Mueller, Charles Scott McClellan, Ian Stephen Birk
Hearing Site: Seattle, WA
18-0403807/23/2019Claimant(s): Erinn Ford
Claimant Lawyers(s): Jennifer Gutenberg
Respondent(s): Cetera Advisors LLC., Pacific West Securities.
Respondent Lawyers(s): Jeremy Carr, Philip A. Pizelo
Arbitrator(s): David William Hickman
Hearing Site: Seattle, WA
18-0392807/19/2019Claimant(s): Jeffrey Sims
Claimant Lawyers(s): Jennifer Gutenberg
Respondent(s): Pacific West Securities.
Respondent Lawyers(s): Philip A. Pizelo
Arbitrator(s): Paul R. Meyer
Hearing Site: Seattle, WA
18-0315207/03/2019Claimant(s): Erinn Ford, Jeffrey Sims
Claimant Lawyers(s): Amir Tadjedin
Respondent(s): Pacific West Securities.
Respondent Lawyers(s): Philip A. Pizelo
Arbitrator(s): Paul R. Meyer, David Gonzalez, Margaret Hotopp
Hearing Site: Seattle, WA
18-0315407/03/2019Claimant(s): Erinn Ford, Jeffrey Sims
Claimant Lawyers(s): Amir Tadjedin
Respondent(s): Pacific West Securities.
Respondent Lawyers(s): Philip A. Pizelo
Arbitrator(s): Katherine Hendricks, Paul A. Maffeo, Ian Stephen Birk
Hearing Site: Seattle, WA
18-0315605/29/2019Claimant(s): Erinn Ford
Claimant Lawyers(s): Amir Tadjedin
Respondent(s): Pacific West Securities.
Respondent Lawyers(s): Philip A. Pizelo
Arbitrator(s): Jeanne C. Stilwell, Katherine Hendricks, William J. Bender
Hearing Site: Seattle, WA
17-0285805/04/2018Claimant(s): James Black
Claimant Lawyers(s): John A Bender
Respondent(s): Pacific West Securities.
Respondent Lawyers(s): Philip A. Pizelo
Arbitrator(s): William J. Bender
Hearing Site: Seattle, WA
15-0220706/20/2016Claimant(s): Eric Schindler
Claimant Lawyers(s): Chad E. Weaver
Respondent(s): Pacific West Securities.
Respondent Lawyers(s): Philip A. Pizelo
Arbitrator(s): Thomas L. Marshall
Hearing Site: San Diego, CA

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