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FINRA Awards for Philip A. Pizelo

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Displaying 8 out of 8 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0215612/09/2016Claimant(s): William Newcomer, NNN Parkway Corporate Plaza 4
Claimant Lawyers(s): Kenneth J. Catanzarite
Respondent(s): Erinn Ford, Jeffrey Sims, Mark McCloskey, Philip Pizelo, Shanon Ford, Clearview Wealth Management, Pacific West Securities., The Estate of Robert A. Cannon
Respondent Lawyers(s): Diane M. Meyers, Erinn June Ford, Jeffrey Scott Sims, Mark Thomas McCloskey, Philip A. Pizelo, Shanon L. Ford, Shanon Lane Ford
Arbitrator(s): John F. Cockburn, Melvyn Jay Simburg, Donald H. Mullins
Hearing Site: Seattle, WA
Checkmark IconExpungement
13-0160011/16/2016Claimant(s): Chakorn Phisuthikul, Marilyn Heinemann
Claimant Lawyers(s): Joshua Sisam
Respondent(s): Philip Pizelo, William Swayne, Pacific West Securities., WMS Financial Planners.
Respondent Lawyers(s): John W. Stenson, Philip A. Pizelo, Philip Anthony Pizelo, William Madison Swayne
Arbitrator(s): Elwood C. Avery, Linda A. Cotton, Ann Sattler
Hearing Site: Seattle, WA
Checkmark Icon$1,199,900
13-0194211/06/2015Claimant(s): Nancy Jensen, Steven Jensen, Padre Resorts.
Claimant Lawyers(s): Bradd L. Milove, Jacob Pyle
Respondent(s): Erinn Ford, Mark McCloskey, Philip Pizelo, Shanon Ford, Willis Cole, Pacific West Securities.
Respondent Lawyers(s): Erinn June Ford, John A. Bender, Mark Thomas McCloskey, Philip A. Pizelo, Philip Anthony Pizelo, Shanon Lane Ford
Arbitrator(s): Elwood C. Avery, Richard L. Warner, Dante Lee Montoya
Hearing Site: Seattle, WA
Checkmark Icon$0
12-0001308/25/2015Claimant(s): S & S Farms.
Claimant Lawyers(s): Richard Sacks
Respondent(s): Philip Pizelo, Shanon Ford, Toni Sutherland
Respondent Lawyers(s): David Wakukawa, Philip A. Pizelo, Shanon L. Ford
Arbitrator(s): James N. D'Orso, Thomas D. Reese, Edward J. Harkins
Hearing Site: San Francisco, CA
Checkmark IconExpungement
12-0291703/06/2015Claimant(s): David Wilson, Jeanette Wilson
Claimant Lawyers(s): Bradd L. Milove
Respondent(s): Erinn Ford, Mark Mccloskey, Philip Pizelo, Shanon Ford, Pacific West Financial Group Holding Co., Pacific West Securities.
Respondent Lawyers(s): Philip A. Pizelo
Arbitrator(s): Roy J. Moceri, Craig Charles Beles, Joseph Lincoln Carman
Hearing Site: Seattle, WA
Checkmark IconExpungement
14-0058912/11/2014Claimant(s): Brown Family Trust
Claimant Lawyers(s): Scott Brown
Respondent(s): Robin Naylor, Pacific West Securities.
Respondent Lawyers(s): Philip A. Pizelo, Robin Naylor
Arbitrator(s): Katherine Hendricks
Hearing Site: Seattle, WA
Checkmark Icon$0
12-0300306/12/2014Claimant(s): Bettina Rosser, Real Estate Seizure Sales., Thermos Norwich Developers Inc
Claimant Lawyers(s): Bradd L. Milove
Respondent(s): Erinn Ford, Mark McCloskey, Philip Pizelo, Shanon Ford, Victor Cassone, IFC Holdings d/b/a Invest Fin Corp, Mighty Oak Management LLC, Pacific West Securities.
Respondent Lawyers(s): Barry R. Temkin, Erinn J. Ford, Mark T. McCloskey, Philip A. Pizelo, Shannon L. Ford
Arbitrator(s): Lise Gabrielle Hunter, Daphne D. Duverney, Robert Youdelman
Hearing Site: New York, NY
Checkmark IconExpungement
12-0364904/07/2014Claimant(s): Fred Hetzel
Claimant Lawyers(s): Bradd L. Milove
Respondent(s): Erinn Ford, James Ortlip, Mark McCloskey, Philip Pizelo, Shanon Ford, AOG Wealth Managment, Alpha Omega Group., Pacific West Securities.
Respondent Lawyers(s): Erinn J. Ford, Joseph Campo, Mark T. McCloskey, Philip A. Pizelo, Shanon L. Ford
Arbitrator(s): David Edward Upton, Carol A. Schuyler, William F. Etherington
Hearing Site: Richmond, VA
Checkmark IconExpungement

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