| 17-01811 | 05/30/2018 | Claimant(s): Gregory Golding
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Daniel M. Yamshon
Hearing Site: Salt Lake City, UT
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| 17-01151 | 04/10/2018 | Claimant(s): Thomas Hall
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities America.
Respondent Lawyers(s): Janine M. Lucas
Arbitrator(s): Daniel M. Yamshon
Hearing Site: Salt Lake City, UT
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| 17-00508 | 03/19/2018 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kevin J. Woods
Respondent(s): Jennifer Metcalf
Respondent Lawyers(s): Jennifer Marie Metcalf
Arbitrator(s): Daniel M. Yamshon
Hearing Site: Salt Lake City, UT
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| 16-03422 | 03/08/2018 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): David C. Roth
Respondent(s): Joseph Sweeney
Respondent Lawyers(s): Clinton W. Marrs
Arbitrator(s): Daniel M. Yamshon, Dean J. Dietrich, Carol Ann Jensen
Hearing Site: San Francisco, CA
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| 13-02295 | 11/03/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Adam Boynton
Respondent Lawyers(s): Adam Christopher Boynton
Arbitrator(s): Daniel M. Yamshon
Hearing Site: San Francisco, CA
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| 14-02769 | 06/19/2015 | Claimant(s): Geoffrey Vanderpal
Claimant Lawyers(s): David E. Robbins
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Rebecca J. Nelson
Arbitrator(s): Daniel M. Yamshon, Linda P. Drucker, Scott Robert Shewan
Hearing Site: San Francisco, CA
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| 12-04233 | 08/21/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jessica Klein
Respondent(s): Edward Zerweck
Respondent Lawyers(s): Edward Herman Zerweck
Arbitrator(s): Daniel M. Yamshon
Hearing Site: San Francisco, CA
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| 12-03208 | 03/14/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Donald Treloar
Respondent Lawyers(s): Donald Thomas Treloar
Arbitrator(s): Daniel M. Yamshon
Hearing Site: San Francisco, CA
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| 11-01801 | 03/08/2013 | Claimant(s): Humberto Salinas
Claimant Lawyers(s): Thomas J. Meagher
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Daniel M. Yamshon, Robert Mallin Hirsch, Alden Sharp Adkins
Hearing Site: San Francisco, CA
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| 12-02809 | 01/18/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Shannon L. McDougald
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Daniel M. Yamshon
Hearing Site: San Francisco, CA
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