FINRA Awards for Daniel M. Yamshon

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Displaying 21-30 out of 43 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
19-03476	07/08/2020	Claimant(s): Joseph Eschleman Claimant Lawyers(s): Michael Bessette Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Daniel M. Yamshon Hearing Site: San Francisco, CA
19-03688	07/06/2020	Claimant(s): Brian Carey Claimant Lawyers(s): Russell Chapman Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Daniel M. Yamshon Hearing Site: San Francisco, CA
19-03617	06/12/2020	Claimant(s): Virgil Threlkeld Claimant Lawyers(s): David Monsour Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): Daniel M. Yamshon Hearing Site: San Francisco, CA
19-03263	06/04/2020	Claimant(s): Andrew Howard Claimant Lawyers(s): Erica Harris Respondent(s): Edward Jones Respondent Lawyers(s): Darren Goodman Arbitrator(s): Daniel M. Yamshon Hearing Site: San Francisco, CA
19-01556	03/17/2020	Claimant(s): Daniella Rand Claimant Lawyers(s): Harris Freedman Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeffrey S. Jacobi Arbitrator(s): Daniel M. Yamshon Hearing Site: San Francisco, CA
18-03500	07/25/2019	Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Timothy N. Will Respondent(s): Kevin Jurovich Respondent Lawyers(s): Kevin A. Jurovich Arbitrator(s): Daniel M. Yamshon Hearing Site: San Francisco, CA
18-01790	04/11/2019	Claimant(s): Frank Auyeung Claimant Lawyers(s): Michelle Atlas Respondent(s): Wells Fargo Clearing Services, Wells Fargo Investments, Banc of America Investment Services Inc. Respondent Lawyers(s): Geoffrey S. Beckham, Randi Perry Spallina Arbitrator(s): Daniel M. Yamshon Hearing Site: San Francisco, CA
17-02567	01/14/2019	Claimant(s): Michael Clancy Claimant Lawyers(s): Armin Sarabi Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): Daniel M. Yamshon Hearing Site: Portland, OR
18-01556	01/14/2019	Claimant(s): Travis Hudak Claimant Lawyers(s): Dochtor Kennedy Respondent(s): GunnAllen Financial Respondent Lawyers(s): Corporate Officer Arbitrator(s): Daniel M. Yamshon Hearing Site: Salt Lake City, UT
18-01266	11/14/2018	Claimant(s): Travis Hughes Claimant Lawyers(s): Dochtor Kennedy Respondent(s): AXA Advisors, The Equitable Life Assurance Society Respondent Lawyers(s): Hector D. Geribon Arbitrator(s): Daniel M. Yamshon Hearing Site: Albuquerque, NM