FINRA Awards for Madelon M. Rosenfeld

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Displaying 31-36 out of 36 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
11-03714	02/25/2013	Claimant(s): John Joyce Claimant Lawyers(s): Andrew J. Bernstein Respondent(s): Standard Credit Securities Inc. Respondent Lawyers(s): Chaim A. Levin Arbitrator(s): Madelon M. Rosenfeld, Paul Kanischak, Gregory J. Getz Hearing Site: New York, NY
10-02372	11/25/2011	Claimant(s): Amy Diamond Claimant Lawyers(s): David S. Richan Respondent(s): John Loofbourrow, John W. Loofbourrow Associates Respondent Lawyers(s): William M. Dellicato Arbitrator(s): Henry Tiffany, Madelon M. Rosenfeld, Robert S. Clemente Hearing Site: New York, NY
09-02849	12/03/2010	Claimant(s): Douglas Bryant, Fabrice Haddad Claimant Lawyers(s): Jeffrey L. Liddle Respondent(s): The Royal Bank of Scotland, RBS Greenwich Capital Respondent Lawyers(s): Keith A. Markel Arbitrator(s): Madelon M. Rosenfeld, Jeffrey I. Kahn, Peter A. Seibel Hearing Site: New York, NY
08-01249	12/31/2008	Claimant(s): Brendan Cooney Claimant Lawyers(s): Sean R. Kelly Respondent(s): BGC Financial, L.P. Respondent Lawyers(s): Andrew M. Kofsky Arbitrator(s): Madelon M. Rosenfeld Hearing Site: New York, NY
07-03439	07/02/2008	Claimant(s): James Kelly Claimant Lawyers(s): Partha P. Chattoraj Respondent(s): UBS Securities LLC Respondent Lawyers(s): Lloyd B. Chinn Arbitrator(s): Dennis C. Cronin, David S. Billet, Madelon M. Rosenfeld Hearing Site: New York, NY
01-05869	09/12/2007	Claimant(s): Anthony Ottimo, Thomas Giugliano Claimant Lawyers(s): Robert M. Bursky Respondent(s): Jack Najarian, Michael Ward, William Odenthal Respondent Lawyers(s): Jack G. Najarian, Michael Ward, William J. Odenthal Arbitrator(s): William J. Crowe, Madelon M. Rosenfeld, Eugene M. Schloss Hearing Site: New York, NY