Potomac Analytics' Logo

FINRA Awards for John D. Singer

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 11-20 out of 21 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0032106/22/2017Claimant(s): David Murphy
Claimant Lawyers(s): John D. Singer
Respondent(s): Citigroup Global Markets., Citicorp Securities Services.
Respondent Lawyers(s): Joseph Baumgarten
Arbitrator(s): Linda S. Cole, Leslie Ruth Nydick, Anthony Dennis Perri
Hearing Site: New York, NY
15-0258904/26/2017Claimant(s): John Shillingford, Mark Leyton
Claimant Lawyers(s): John D. Singer
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): David G. Russell
Arbitrator(s): Leslie Ruth Nydick, Louis P. Wagman, Mark Cuccaro
Hearing Site: New York, NY
15-0232012/30/2016Claimant(s): David Murphy
Claimant Lawyers(s): John D. Singer
Respondent(s): Tila Azeem
Respondent Lawyers(s): John H. Snyder
Arbitrator(s): Raymond Nardo, Daniel Robbins, Amy Jill Baranoff
Hearing Site: New York, NY
13-0203506/17/2015Claimant(s): Julia Numair
Claimant Lawyers(s): John D. Singer
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Kevin B. Walker
Arbitrator(s): Mary A. Dubas, James M. Rhodes, David J. Weisenfeld
Hearing Site: New York, NY
12-0319802/26/2015Claimant(s): Christopher Miller
Claimant Lawyers(s): John D. Singer
Respondent(s): Hartford Securities Distribution Co.
Respondent Lawyers(s): Denise M. Visconti
Arbitrator(s): Benjamin F. Breslauer, Thomas W. Gregory, Terry Lynn Chambless
Hearing Site: Los Angeles, CA
11-0480008/25/2014Claimant(s): Edward Chiappara
Claimant Lawyers(s): John D. Singer
Respondent(s): Deutsche Bank Trust Company, N.A.
Respondent Lawyers(s): Kenneth J. Turnbull
Arbitrator(s): Melanie S. Cherdack, Marie Paulette Levine, Jeffrey R. Roth
Hearing Site: Miami, FL
12-0211610/31/2013Claimant(s): Richard Silver
Claimant Lawyers(s): John D. Singer
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Kenneth Ashton
Arbitrator(s): Glen R. Stifelman, Eugene G. P. Byrne, Roger L Gavan
Hearing Site: New York, NY
12-0211908/06/2013Claimant(s): Richard Lumelleau
Claimant Lawyers(s): John D. Singer
Respondent(s): Rencap Securities.
Respondent Lawyers(s): Brian L. Friedman
Arbitrator(s): Mitchell S. Friedman, Joseph A. Forgione, W. Alexander Melbardis
Hearing Site: New York, NY
11-0052704/16/2013Claimant(s): James Ortenzio
Claimant Lawyers(s): John D. Singer
Respondent(s): Metlife Securities Inc.
Respondent Lawyers(s): Joseph C. O'Keefe
Arbitrator(s): Dwight Wassong, Linda J. Baer, David Morris Weiss
Hearing Site: Newark, NJ
10-0022601/30/2012Claimant(s): Kevin Solik
Claimant Lawyers(s): John D. Singer
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Frederick T. Smith
Arbitrator(s): Clare R. Goldfarb, E. Trice Laird, John D. Mattingly
Hearing Site: Atlanta, GA

21 Results

Display: