Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-00413 | 10/04/2019 | Claimant(s): Robert Rose Claimant Lawyers(s): Frances Menzer Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Herbert Liberman Hearing Site: San Diego, CA | ||
| 19-00014 | 09/12/2019 | Claimant(s): Derek Myron Claimant Lawyers(s): Frances Menzer Respondent(s): Caplink Securities Respondent Lawyers(s): Scott L. Dahle Arbitrator(s): Herbert Liberman Hearing Site: San Diego, CA | ||
| 19-00381 | 09/06/2019 | Claimant(s): Jeff Menning Claimant Lawyers(s): Frances Menzer Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Noah D. Sorkin Arbitrator(s): Herbert Liberman Hearing Site: San Diego, CA | ||
| 18-04375 | 08/28/2019 | Claimant(s): Kenneth Corlett Claimant Lawyers(s): Frances Menzer Respondent(s): WFP Securities Respondent Lawyers(s): John Schooler Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA | ||
| 18-01429 | 08/21/2019 | Claimant(s): Harry Paez Claimant Lawyers(s): Harry Paez Respondent(s): Securities America. Respondent Lawyers(s): Chad Weaver Arbitrator(s): James A. Bush, John M Wilson, Thomas L. Marshall Hearing Site: San Diego, CA | ||
| 17-01724 | 08/15/2019 | Claimant(s): Charles Lautz, Francisco Malfavon Claimant Lawyers(s): George Miller Respondent(s): Snowden Account Services LLC, Snowden Capital Advisors LLC Respondent Lawyers(s): E. David Krule Arbitrator(s): George Richard Najjar, Kevin K. Forrester, Gene S. Evenskaas Hearing Site: San Diego, CA | ||
| 18-03738 | 07/30/2019 | Claimant(s): Peter Shusterman Claimant Lawyers(s): Frances Menzer Respondent(s): Sagepoint Financial. Respondent Lawyers(s): Kerri L. Delgado Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA | ||
| 18-03666 | 07/05/2019 | Claimant(s): Ken Morris Claimant Lawyers(s): Patrick R Mahoney Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Kevin K. Forrester Hearing Site: San Diego, CA | ||
| 18-03406 | 05/31/2019 | Claimant(s): Michael Frager Claimant Lawyers(s): R. Craig Zafis Respondent(s): Centaurus Financial. Respondent Lawyers(s): Michael Leahy Arbitrator(s): Mitchell Lee Lathrop Hearing Site: San Diego, CA | ||
| 18-03214 | 05/06/2019 | Claimant(s): Peter Shusterman Claimant Lawyers(s): Frances Menzer Respondent(s): Sagepoint Financial. Respondent Lawyers(s): Bradley Fishman Arbitrator(s): Kevin K. Forrester Hearing Site: San Diego, CA |