| 10-02809 | 05/23/2014 | Claimant(s): Douglas Sharon
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): J.P. Morgan Clearing Corp., J.P. Morgan Securities, Bear Stearns Asset Management Inc.
Respondent Lawyers(s): Gabrielle Gould
Arbitrator(s): Lowell D. Johnston, Douglas S. Abel, Daniel F. Morrissey
Hearing Site: New York, NY
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| 12-02314 | 03/04/2014 | Claimant(s): Lewis Goldman
Claimant Lawyers(s): Leon Baer Borstein
Respondent(s): ACGM.
Respondent Lawyers(s): M. Christine Carty
Arbitrator(s): Gilbert F. Bach, Jack Friedman, Lowell D. Johnston
Hearing Site: New York, NY
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| 11-02612 | 10/04/2013 | Claimant(s): Vikram Kaul
Claimant Lawyers(s): Brian Kennedy
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Kenneth J. Turnbull
Arbitrator(s): Lowell D. Johnston, Cirino M. Bruno, Richard Bryce Nesson
Hearing Site: New York, NY
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| 11-00683 | 09/27/2013 | Claimant(s): Harry Friedman
Claimant Lawyers(s): Daniel Hirschel
Respondent(s): Ridge Clearing & Outsourcing Solutions
Respondent Lawyers(s): Richard J. Babnick
Arbitrator(s): Richard D. Chusid, Sandra J. Mullings, Lowell D. Johnston
Hearing Site: New York, NY
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| 10-03283 | 03/27/2013 | Claimant(s): Karen McFadden
Claimant Lawyers(s): Neil M Frank
Respondent(s): Brian Bornstein, Clarkeson Research Group Inc.
Respondent Lawyers(s): Raymond Nardo
Arbitrator(s): Richard W. Cutler, David I. Goldblatt, Lowell D. Johnston
Hearing Site: New York, NY
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