12-02684 | 01/22/2014 | Claimant(s): Ian Greig Claimant Lawyers(s): David A. Gehn Respondent(s): George Kardaras Respondent Lawyers(s): George A. Kardaras Arbitrator(s): Robert S. Getman, Marvin G. Pickholz, Lowell D. Johnston Hearing Site: New York, NY
| | $535,750 |
11-01608 | 06/19/2013 | Claimant(s): Miguel Moreno Claimant Lawyers(s): Heriberto A. Cabrera Respondent(s): Citigroup Global Markets., Winston Chung Respondent Lawyers(s): Travis R. Chapin Arbitrator(s): Vicki Z. Holleman, Biagio A. Civale, Lowell D. Johnston Hearing Site: New York, NY
| | $0 |
10-05687 | 10/19/2012 | Claimant(s): Elizabeth McCarthy, Robert McCarthy, The Emily J. McCarthy Education Trust UA, The John P. McCarthy Education Trust Claimant Lawyers(s): Seth E. Lipner Respondent(s): Sanford C. Bernstein & Co., Alliance Capital Management L.P., AllianceBernstein L.P. Respondent Lawyers(s): Sean Murphy Arbitrator(s): Lowell D. Johnston, Carol Maria Luttati Hearing Site: New York, NY
| | $30,000 |
10-00637 | 03/09/2012 | Claimant(s): Bristol Investment Fund, Ltd. Claimant Lawyers(s): Thomas J. Fleming Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David J. Libowsky Arbitrator(s): Christine Costigan, Lowell D. Johnston, John Franklin Udochi Hearing Site: New York, NY
| | $0 |
09-06358 | 11/16/2011 | Claimant(s): Robert and Virginia Russiello, JTWROS, Virginia Russiello Rollover IRA Claimant Lawyers(s): Mike Amad Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Robert E. Goldberg Arbitrator(s): Brian Ken Kawakami, Kenneth Diamond, Lowell D. Johnston Hearing Site: New York, NY
| | Expungement |