Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-00016 | 06/05/2018 | Claimant(s): Waddell & Reed Claimant Lawyers(s): Lindsay E. Wuller Respondent(s): William Albin Respondent Lawyers(s): William Ferrell Albin Arbitrator(s): Richard J. Stall Hearing Site: Los Angeles, CA | ||
| 17-02530 | 03/09/2018 | Claimant(s): Michael Karapetian Claimant Lawyers(s): Owen Harnett Respondent(s): Morgan Peabody. Respondent Lawyers(s): David Williams Arbitrator(s): Richard J. Stall Hearing Site: Los Angeles, CA | ||
| 17-01108 | 12/21/2017 | Claimant(s): William Stafford Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Woodbury Financial Services., Mony Securities Corporation Respondent Lawyers(s): Bradley Fishman, Hector D. Geribon Arbitrator(s): Richard J. Stall Hearing Site: Las Vegas, NV | ||
| 17-01494 | 11/27/2017 | Claimant(s): James Chiate Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Richard J. Stall Hearing Site: Los Angeles, CA | ||
| 16-03192 | 07/10/2017 | Claimant(s): Charles Reinhold Claimant Lawyers(s): Dochtor Kennedy Respondent(s): HBW Securities LLC Respondent Lawyers(s): Barney Hellenbrand Arbitrator(s): Richard J. Stall Hearing Site: Los Angeles, CA | ||
| 16-01227 | 09/26/2016 | Claimant(s): U.S. Bancorp Investments. Claimant Lawyers(s): John D. Ellis Respondent(s): Alina Brindusescu Respondent Lawyers(s): Alina Brindusescu Arbitrator(s): Richard J. Stall Hearing Site: Los Angeles, CA | ||
| 15-01493 | 02/22/2016 | Claimant(s): Anita D'Aguilar, David Schachter Claimant Lawyers(s): Christine A. Page Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Erin Weesner-McKinley Arbitrator(s): Richard J. Stall Hearing Site: Los Angeles, CA | ||
| 12-03324 | 01/07/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Jonathan Berg Respondent(s): Respondent Lawyers(s): Arbitrator(s): Richard J. Stall Hearing Site: Los Angeles, CA | ||
| 12-01308 | 10/15/2012 | Claimant(s): Steven Caruso Claimant Lawyers(s): Steven F. Caruso Respondent(s): Kennedy, Cabot & Company Respondent Lawyers(s): Melanie L. Ronen Arbitrator(s): Richard J. Stall Hearing Site: Los Angeles, CA |