| 15-03063 | 04/25/2017 | Claimant(s): Barbara Kaye, Barbara J. Kaye Revocable Living Trust
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Hennion & Walsh.
Respondent Lawyers(s): Richard C. Szuch
Arbitrator(s): Richard J. Stall
Hearing Site: Las Vegas, NV
|  | Expungement |
| 14-00565 | 02/26/2015 | Claimant(s): Roberta Britt, Roberta Noel Britt Trust
Claimant Lawyers(s): David Liebrader
Respondent(s): Kenneth Miles
Respondent Lawyers(s): Kenneth Charles Miles
Arbitrator(s): Richard J. Stall
Hearing Site: Los Angeles, CA
| | $100,000 |
| 10-01658 | 08/30/2012 | Claimant(s): Louie B. Cowan and Ruby A. Cowan
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Donald F. Winningham
Arbitrator(s): Richard J. Stall
Hearing Site: Birmingham, AL
| | $23,983 |
| 10-01117 | 01/31/2012 | Claimant(s): Martine Roach
Claimant Lawyers(s): Carla R. Kralovic
Respondent(s): Jerrold Sexton, Capital Growth Planning Advisors., Capital Growth Resources
Respondent Lawyers(s): Jerrold R. Sexton, Walter Miller
Arbitrator(s): Richard J. Stall, Thomas A. Culbertson, Kenneth Miller
Hearing Site: Los Angeles, CA
| | $394,270 |
| 10-05572 | 10/20/2011 | Claimant(s): James Towery
Claimant Lawyers(s): G. Mark Brewer
Respondent(s): Prestige Financial Center.
Respondent Lawyers(s): Corporate Officer
Arbitrator(s): Richard J. Stall
Hearing Site: Los Angeles, CA
| | $163,343 |
| 09-00267 | 04/14/2010 | Claimant(s): Jo Ann Waggoner Trust dtd 04/24/1996
Claimant Lawyers(s): Scott R. Shewan
Respondent(s): The Seidler Companies Incorporated
Respondent Lawyers(s): Peter B. Dolan
Arbitrator(s): Richard J. Stall, Michael K. Zweig, Paul H. White
Hearing Site: Los Angeles, CA
| | $135,473 |
| 08-02417 | 09/11/2009 | Claimant(s): Victor Chang, Victor Chang IRA
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Michael M. Gless
Arbitrator(s): Richard J. Stall, Robert B. Moran, Grace L. Heyne
Hearing Site: Los Angeles, CA
| | $88,470 |
