Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-01987 | 12/14/2018 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Samuel Mauch Respondent(s): Richard Hartnett Respondent Lawyers(s): Robert C. Harris Arbitrator(s): Jack A. Helms Hearing Site: Columbia, SC | ||
| 17-03370 | 07/05/2018 | Claimant(s): Richard Fisher Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): Edward Jones Respondent Lawyers(s): Joseph D'Elia Arbitrator(s): Jack A. Helms Hearing Site: Raleigh, NC | ||
| 15-00100 | 10/26/2017 | Claimant(s): James Springer Claimant Lawyers(s): Jarrod J. Malone Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Lloyd B. Chinn Arbitrator(s): Richard S. Zaifert, Patrick D. King, Jack A. Helms Hearing Site: Tampa, FL | ||
| 16-00384 | 12/02/2016 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Patricia E. Cowart Respondent(s): Emmanuel Tsesmelis Respondent Lawyers(s): Emmanuel James Tsesmelis Arbitrator(s): Jack A. Helms Hearing Site: Tampa, FL | ||
| 16-00683 | 08/09/2016 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Demian J. Betz Respondent(s): Jeffrey Cappello Respondent Lawyers(s): Jeffrey Mark Cappello Arbitrator(s): Jack A. Helms Hearing Site: Raleigh, NC | ||
| 16-00136 | 06/20/2016 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Sara Soto Respondent(s): Jay Sutherland Respondent Lawyers(s): Jay Steven Sutherland Arbitrator(s): Jack A. Helms Hearing Site: Orlando, FL | ||
| 15-02264 | 04/07/2016 | Claimant(s): Jared Cohen Claimant Lawyers(s): Geddes D. Anderson Respondent(s): George Stewart, Marianne Stewart Respondent Lawyers(s): George Stewart, Marianne Stewart Arbitrator(s): Patrick D. King, Alfred Brunette, Jack A. Helms Hearing Site: Tampa, FL | Expungement | |
| 14-03374 | 02/02/2016 | Claimant(s): Mark Immel Claimant Lawyers(s): Philip J. Snyderburn Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Julie Wilson Portera Arbitrator(s): John R. Main, Jack A. Helms, Robert S. Anderson Hearing Site: Orlando, FL | ||
| 14-02715 | 01/05/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Notes Holdings LLC Claimant Lawyers(s): Elio F. Martinez Respondent(s): Otto Walter Respondent Lawyers(s): W. Andrew Clayton Arbitrator(s): Mimi B. Osiason, Jack A. Helms, Steven Zerbarini Hearing Site: Tampa, FL | ||
| 13-00817 | 09/27/2013 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings Claimant Lawyers(s): Jonathan Berg Respondent(s): Katrina Mccabe Respondent Lawyers(s): Katrina Marie McCabe Arbitrator(s): Jack A. Helms Hearing Site: Tampa, FL |