Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-04448 | 05/30/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Timothy N. Will Respondent(s): Leopold Monaco Respondent Lawyers(s): Leopold T. Monaco Arbitrator(s): Alan Stamm, Alan S. Mevis, James H. Fehlberg Hearing Site: Portland, OR | ||
| 12-00658 | 12/26/2012 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Shannon L. McDougald Respondent(s): Steven Sanders Respondent Lawyers(s): J. Ryan Kirchoff Arbitrator(s): James F. Zotter Hearing Site: Portland, OR | ||
| 12-00553 | 09/19/2012 | Claimant(s): Charlene Carter, Jennifer Hector Claimant Lawyers(s): G. Thomas Fleming III, Kasumi Takahashi Respondent(s): Blake Fry Respondent Lawyers(s): Blake A. Fry Arbitrator(s): O. Meredith Wilson Hearing Site: Portland, OR | Expungement | |
| 12-01198 | 09/04/2012 | Claimant(s): AXA Advisors Claimant Lawyers(s): Kenneth O'Connor Respondent(s): Samuel McCormick Respondent Lawyers(s): Samuel Troy McCormick Arbitrator(s): Michael G. Clark Hearing Site: Portland, OR | ||
| 12-00075 | 08/01/2012 | Claimant(s): J.P. Turner & Company, L.L.C. Claimant Lawyers(s): Eric J. Dec Respondent(s): Donald Watson Respondent Lawyers(s): Donald Watson Arbitrator(s): Douglas Martin Crow Hearing Site: Portland, OR | ||
| 11-04314 | 05/29/2012 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol Claimant Lawyers(s): Shannon L. McDougald Respondent(s): James Mckee Respondent Lawyers(s): James Scott Mckee Arbitrator(s): Katherine H. O'Neil Hearing Site: Portland, OR | ||
| 11-03197 | 02/15/2012 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Christopher S. Griesmeyer Respondent(s): Shawn Higley Respondent Lawyers(s): Shawn Orin Higley Arbitrator(s): Bernard F. Vail Hearing Site: Portland, OR | ||
| 10-03023 | 01/19/2012 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Paul T. Cahill Respondent(s): Ronald Hyde Respondent Lawyers(s): Ronald M. Hyde Arbitrator(s): G. E. Craig Doupe Hearing Site: Portland, OR | ||
| 11-02530 | 11/16/2011 | Claimant(s): Umpqua Investments. Claimant Lawyers(s): Ky Fullerton Respondent(s): Gregory Dostert Respondent Lawyers(s): Jeffrey A. Long Arbitrator(s): Michael G. Hanlon Hearing Site: Portland, OR | ||
| 11-00171 | 11/03/2011 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Matthew Schurter Respondent(s): Ryan Cole Respondent Lawyers(s): Ryan Patrick Cole Arbitrator(s): John A. Bender Hearing Site: Portland, OR |