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FINRA Awards for Wells Fargo Advisors

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Displaying 541-550 out of 571 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0122211/09/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Stephen Burns
Respondent(s): Hansel Toppin
Respondent Lawyers(s): Hansel Clayton Toppin
Arbitrator(s): E. William Pastor
Hearing Site: Baltimore, MD
10-0204011/04/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): James Van Dyke
Respondent(s): Cheryl Cox
Respondent Lawyers(s): Cheryl Clark Cox
Arbitrator(s): Hugh C. Durbin
Hearing Site: Nashville, TN
10-0210810/28/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Michael Shaw
Respondent Lawyers(s): Michael Shaw
Arbitrator(s): Leah A. Murray
Hearing Site: Dallas, TX
10-0198610/21/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Ronald Brown
Respondent Lawyers(s): Ronald Lucas Brown
Arbitrator(s): Irving A. Chesler
Hearing Site: Louisville, KY
09-0696110/15/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Jeffrey Taylor
Respondent Lawyers(s): Jeffrey Eugene Taylor
Arbitrator(s): George R. Canty
Hearing Site: Boca Raton, FL
09-0639310/13/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Wade Cook
Respondent Lawyers(s): Wade Patrick Cook
Arbitrator(s): Thomas D. Reese
Hearing Site: Los Angeles, CA
10-0007610/12/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jonathan E. Levine
Respondent(s): Jose Larrea
Respondent Lawyers(s): Jose A. Larrea
Arbitrator(s): John J. Hearn
Hearing Site: Miami, FL
10-0204110/07/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): James Van Dyke
Respondent(s): Pamela Lonzo
Respondent Lawyers(s): Pamela M. Olah
Arbitrator(s): Carole M. Crosby
Hearing Site: Chicago, IL
10-0070209/30/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Mitchell J. Albert
Respondent(s): Michael Forbes
Respondent Lawyers(s): Brent V. Manning
Arbitrator(s): Robert S. McConnell, Dennis Dowd, George H. Speciale
Hearing Site: Salt Lake City, UT
10-0123609/30/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Brady J. Hermann
Respondent(s): Thomas Vertin
Respondent Lawyers(s): Thomas Brian Vertin
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY

571 Results

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