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FINRA Awards for Wells Fargo Advisors

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Displaying 531-540 out of 571 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0119012/02/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Timothy N. Will
Respondent(s): John Sandstrom
Respondent Lawyers(s): Michael R. Scott
Arbitrator(s): Michael J. Fish
Hearing Site: Seattle, WA
10-0204211/29/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): James Van Dyke
Respondent(s): Jonathan Dameron
Respondent Lawyers(s): Jonathan Beau Dameron
Arbitrator(s): Helmut O. Wolff
Hearing Site: Dallas, TX
10-0211211/29/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): William Wilkins
Respondent Lawyers(s): William Lorne Wilkins
Arbitrator(s): Leon Fox
Hearing Site: Chicago, IL
10-0304711/29/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Mary Jo Cantu
Respondent(s): Trey Trammell
Respondent Lawyers(s): Trey Calvin Trammell
Arbitrator(s): Patricia B. Lehtola
Hearing Site: Dallas, TX
10-0208411/19/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Mitchell J. Albert
Respondent(s): Gene Burns
Respondent Lawyers(s): Gene Howard Burns
Arbitrator(s): Nancy Hutt
Hearing Site: San Francisco, CA
09-0614611/17/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Stephen D. Burns
Respondent(s): Sean Ruehl
Respondent Lawyers(s): Sean Ruehl
Arbitrator(s): Robert P. Porter, Caryl S. Bernstein, Karen J. Montgomery
Hearing Site: Raleigh, NC
09-0603511/16/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Daniel S. Fiore
Respondent(s): Cortes Bicking
Respondent Lawyers(s): Cortes Jody Bicking
Arbitrator(s): Lewis W. Slaughter, Jack A. Helms, Robert Finder
Hearing Site: Jacksonville, FL
09-0664911/12/2010Claimant(s): First Southwest Company
Claimant Lawyers(s): Christopher R. Richie
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): Peter J. Conlon, Linda B. Kelly, Robert E. Treadaway
Hearing Site: Dallas, TX
10-0069911/10/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Mitchell J. Albert
Respondent(s): David Wilson
Respondent Lawyers(s): David Paul Wilson
Arbitrator(s): Frederick Michael Switzer
Hearing Site: Little Rock, AR
10-0294711/10/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Mark Hatton
Respondent Lawyers(s): Mark Douglas Hatton
Arbitrator(s): David I. Goldblatt
Hearing Site: Albany, NY

571 Results

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