| 12-03248 | 04/10/2015 | Claimant(s): Mark Tomas
Claimant Lawyers(s): Mark L. Kowalsky
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Miles D. Hart
Arbitrator(s): Benjamin A. Kerner, Martin I. Reisig, Richard Robert Cech
Hearing Site: Detroit, MI
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| 14-01796 | 04/06/2015 | Claimant(s): Thomas Moran
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Elena G. Rodriguez, Robert J. Bender, Paul J. Burkhart
Hearing Site: Boca Raton, FL
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| 14-03096 | 03/27/2015 | Claimant(s): Randall Krenzin
Claimant Lawyers(s): Patrick R. Mahoney
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Sterling N. Frost
Hearing Site: San Francisco, CA
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| 13-03429 | 03/18/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher S Griesmeyer
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Mitchell Lee Marinello
Hearing Site: Chicago, IL
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| 14-02482 | 03/17/2015 | Claimant(s): Michael Scongerella
Claimant Lawyers(s): Brittany Weiner
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Sandra Gale Behrle
Hearing Site: New York, NY
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| 13-03007 | 03/04/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Simone A. Muscarnera, Leo J. Karwejna, Paul Allan Massaro
Hearing Site: Newark, NJ
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| 13-03496 | 03/02/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Sara Soto
Respondent(s): Gustavo Mattei Zapata
Respondent Lawyers(s): Gustavo Miguel Mattei Zapata
Arbitrator(s): Seth L. Finkel, Guillermo A. Gleizer, Howard B. Scherer
Hearing Site: San Juan, PR
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| 12-02097 | 02/25/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Paul T. Cahill
Respondent(s): George Lucker
Respondent Lawyers(s): George Henry Lucker
Arbitrator(s): George J. Karlsven
Hearing Site: Boise, ID
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| 14-02514 | 02/24/2015 | Claimant(s): Evan Pedone
Claimant Lawyers(s): Evan M. Pedone
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Steven A. Siegel
Arbitrator(s): Audrey Belitz Rauchway
Hearing Site: Tampa, FL
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| 14-00744 | 02/13/2015 | Claimant(s): Julie Farkas
Claimant Lawyers(s): Julie B. Farkas
Respondent(s): Amy Brannen, Wells Fargo Advisors, Jennifer Reigle, John Gardner, Michael Brannen, Sheila Kerr
Respondent Lawyers(s): William W. Allen
Arbitrator(s): Allan Weiss, Jan M. West, James Douglas Wilbanks
Hearing Site: Louisville, KY
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