| 15-02538 | 07/08/2016 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Deirdre Wolff
Respondent(s): Christopher Love
Respondent Lawyers(s): Christopher Lawrence Love
Arbitrator(s): G. Maynard Green
Hearing Site: Dallas, TX
| | |
| 16-00415 | 07/08/2016 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Steven Satter
Respondent(s): Keeland Howe
Respondent Lawyers(s): Keeland Douglas Howe
Arbitrator(s): Howard R. Gaines
Hearing Site: Phoenix, AZ
| | |
| 16-00632 | 06/29/2016 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher S. Griesmeyer
Respondent(s): Robert Batchen
Respondent Lawyers(s): Robert James Batchen
Arbitrator(s): Susan L. Walker
Hearing Site: Chicago, IL
| | |
| 14-00960 | 06/28/2016 | Claimant(s): Francine Frechter
Claimant Lawyers(s): Brad S. Maistrow
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Anthony Paduano
Arbitrator(s): Richard W. Vallario, Shelley Teitelbaum, David Francis MacNair
Hearing Site: New York, NY
| | |
| 13-02639 | 06/22/2016 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Mark Aronson
Respondent Lawyers(s): Thomas J. Momjian
Arbitrator(s): Thomas Benjamin Salzer
Hearing Site: Philadelphia, PA
| | |
| 16-00136 | 06/20/2016 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Sara Soto
Respondent(s): Jay Sutherland
Respondent Lawyers(s): Jay Steven Sutherland
Arbitrator(s): Jack A. Helms
Hearing Site: Orlando, FL
| | |
| 15-02955 | 06/06/2016 | Claimant(s): Thomas Helm
Claimant Lawyers(s): Megan Christensen
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): J. Burke McCormick
Arbitrator(s): Joseph J. Dougherty, Timothy Towles Stevens, John Joseph D'Alessandro
Hearing Site: Philadelphia, PA
| | |
| 12-00554 | 05/12/2016 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael T. Roche
Respondent(s): Wells Fargo Advisors, David Kinnear
Respondent Lawyers(s): Gary I. Blackman
Arbitrator(s): G. Gale Roberson, Robert J. Larson, Rody P. Biggert
Hearing Site: Chicago, IL
| | |
| 15-03047 | 05/09/2016 | Claimant(s): Michele Kief
Claimant Lawyers(s): Kathy M. Klock
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Beverly Jo Slaughter
Arbitrator(s): Herbert Branitsky
Hearing Site: Boca Raton, FL
| | |
| 15-02909 | 04/18/2016 | Claimant(s): Christopher Coghlan
Claimant Lawyers(s): Patrick R Mahoney
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Thomas Kopshever
Arbitrator(s): Laurel Littman Gothelf
Hearing Site: San Francisco, CA
| | |
