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FINRA Awards for Irwin Weltz

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Displaying 11-20 out of 30 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0113201/20/2021Claimant(s): Nicholas Tsikitas
Claimant Lawyers(s): Irwin Weltz
Respondent(s): J.D. Nicholas & Associates.
Respondent Lawyers(s): Corporate Office Aegis Capital Corp
Arbitrator(s): Richard Gee
Hearing Site: New York, NY
20-0107812/04/2020Claimant(s): Paul Colchamiro
Claimant Lawyers(s): Irwin Weltz
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Karen Isabel Bedrosian - Richardson
Hearing Site: New York, NY
20-0094312/02/2020Claimant(s): Elliot Sherer
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Timothy Treble
Arbitrator(s): A. Rene Hollyer
Hearing Site: New York, NY
20-0093511/20/2020Claimant(s): Elliot Sherer
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Timothy Treble
Arbitrator(s): Steven C. Kasarda
Hearing Site: New York, NY
20-0105211/12/2020Claimant(s): Elliot Sherer
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Timothy Treble
Arbitrator(s): Anna M. Fanelli
Hearing Site: New York, NY
19-0302910/28/2020Claimant(s): Nicholas Tsikitas
Claimant Lawyers(s): Irwin Weltz
Respondent(s): J.D. Nicholas & Associates., Trident Partners Ltd.
Respondent Lawyers(s): James Dolan, Nicholas Scavone
Arbitrator(s): Ellyn S. Roth
Hearing Site: New York, NY
19-0303808/26/2020Claimant(s): Paul Colchamiro
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): John T. McGuire
Arbitrator(s): Michael H DuBoff
Hearing Site: New York, NY
19-0303008/24/2020Claimant(s): Laurence Stanger
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): John T. McGuire
Arbitrator(s): Eric Goldman
Hearing Site: New York, NY
19-0288308/14/2020Claimant(s): Thomas Grimm
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Allied Millennial Partners
Respondent Lawyers(s): John Parmigiani
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
19-0302207/24/2020Claimant(s): Daniel Dvorznak
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Aegis Capital Corp., J.D. Nicholas & Associates.
Respondent Lawyers(s): James Dolan, Timothy Treble
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY

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