| 23-02347 | 03/28/2024 | Claimant(s): Carlos Estima, Eduardo Cruz, Kenia Naves Rocha, Luis De Melo Ferreira
Claimant Lawyers(s): Jordi C. Martinez-Cid
Respondent(s): EFG Capital International
Respondent Lawyers(s): Coren H. Stern
Arbitrator(s): Gloria F. Katz, Paul A. Holmes, Robert G. Geeseman
Hearing Site: Boca Raton, FL
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| 23-03515 | 03/12/2024 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Silvio Borrero
Respondent Lawyers(s): Silvio Borrero
Arbitrator(s): Robert G. Geeseman
Hearing Site: Boca Raton, FL
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| 23-02119 | 02/22/2024 | Claimant(s): NewBridge Securities Corp.
Claimant Lawyers(s): Gregg J. Breitbart
Respondent(s): Gerald Cocuzzo
Respondent Lawyers(s): Gerald John Cocuzzo
Arbitrator(s): Robert G. Geeseman, Glenn Jerrold Waldman, Lori Lovgren
Hearing Site: Boca Raton, FL
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| 22-02117 | 07/21/2023 | Claimant(s): Meryll Bangsil
Claimant Lawyers(s): Zachary Morse
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): Robert G. Geeseman
Hearing Site: Boca Raton, FL
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| 19-02755 | 11/30/2022 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): John Carroll
Respondent Lawyers(s): John Francis Carroll
Arbitrator(s): Kimberly A. Gilmour, Dennis J. Levin, Robert G. Geeseman
Hearing Site: Boca Raton, FL
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| 22-00917 | 11/28/2022 | Claimant(s): Yan Binder
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Jeffrey D. Rodgers
Arbitrator(s): Stuart Bruce Klein, Robert G. Geeseman, Robert Lawrence Ostrov
Hearing Site: Boca Raton, FL
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| 21-01637 | 03/14/2022 | Claimant(s): Charles Wallace
Claimant Lawyers(s): Cory Zadanosky
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gina Shlaferman
Arbitrator(s): Robert G. Geeseman
Hearing Site: Boca Raton, FL
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| 20-00916 | 12/14/2021 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Craig Stein
Respondent(s): David Cohen
Respondent Lawyers(s): Jeffrey L. Cox
Arbitrator(s): Robert G. Geeseman, Isadora Velazquez-Rivas, Bradley Scott Goldfarb
Hearing Site: Boca Raton, FL
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| 21-00888 | 11/19/2021 | Claimant(s): Brian Kutsmeda
Claimant Lawyers(s): Cory Zadanosky
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Justin Sciabbarrasi
Arbitrator(s): Robert G. Geeseman
Hearing Site: Boca Raton, FL
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| 18-03403 | 08/10/2021 | Claimant(s): SunTrust Investment Services.
Claimant Lawyers(s): Andrew Froman
Respondent(s): Veronica Gillotte
Respondent Lawyers(s): Veronica Gillotte
Arbitrator(s): Kimberly A. Gilmour, Susan M. Dunning, Robert G. Geeseman
Hearing Site: Boca Raton, FL
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