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FINRA Awards for Sara B. Davis

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Displaying 21-30 out of 37 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0214101/26/2021Claimant(s): Mary McDonald
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Sara B. Davis
Arbitrator(s): Michael P. Breton
Hearing Site: Boston, MA
20-0135511/24/2020Claimant(s): Mike Spencer
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Sara B. Davis
Arbitrator(s): Charles G. Michaels
Hearing Site: Wichita, KS
20-0163111/17/2020Claimant(s): Anne Sapienza
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Sara B. Davis
Arbitrator(s): Susan L. Walker
Hearing Site: Milwaukee, WI
20-0146711/10/2020Claimant(s): Dushyant Shah
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Sara B. Davis
Arbitrator(s): Richard J. Grahn
Hearing Site: Boston, MA
20-0110911/04/2020Claimant(s): Steven Adams
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Sara B. Davis
Arbitrator(s): Donald Dreyfus
Hearing Site: Salt Lake City, UT
20-0080310/30/2020Claimant(s): Thomas Shepard
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Sara B. Davis
Arbitrator(s): Richard W. Dissen
Hearing Site: Augusta, ME
20-0096210/26/2020Claimant(s): Vladimir Greben
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Sara B. Davis
Arbitrator(s): Richard E. Lauziere
Hearing Site: Baltimore, MD
20-0096910/16/2020Claimant(s): Michael Hess
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Sara B. Davis
Arbitrator(s): Tracy L. Allen
Hearing Site: Minneapolis, MN
20-0005209/28/2020Claimant(s): Bradley Armstrong
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Sara B. Davis
Arbitrator(s): Ray J. Grzebielski
Hearing Site: Chicago, IL
20-0050208/20/2020Claimant(s): Joshua Barron
Claimant Lawyers(s): Eric A. Michaels
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Sara B. Davis
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI

37 Results

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