| 18-00817 | 03/06/2019 | Claimant(s): Eric Candelori
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Marni E. Byrum
Hearing Site: Washington, DC
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| 18-02110 | 03/06/2019 | Claimant(s): Duncan Rolph
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): City National Securities.
Respondent Lawyers(s): Stephen Young
Arbitrator(s): Elliott D. Finkel
Hearing Site: Los Angeles, CA
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| 18-00661 | 03/04/2019 | Claimant(s): John Gagliardo
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Chase Investment Services Corp., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates, Thomas J. Cahill
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: New York, NY
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| 18-00821 | 03/04/2019 | Claimant(s): Michael Lukas
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Gregory G. Gocek
Hearing Site: Chicago, IL
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| 18-02818 | 03/04/2019 | Claimant(s): Scott Bishop
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Brian P. Harlan
Arbitrator(s): G. Maynard Green
Hearing Site: Houston, TX
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| 18-02430 | 03/01/2019 | Claimant(s): Jonathan Pyne
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Berthel, Fisher & Company Financial Serv
Respondent Lawyers(s): Shelley Davenport
Arbitrator(s): Thomas J. Gmeinder
Hearing Site: Minneapolis, MN
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| 18-02514 | 03/01/2019 | Claimant(s): Orion Willis
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Invest Financial Corporation, Centaurus Financial.
Respondent Lawyers(s): Michael Leahy, Scott R. Forbush
Arbitrator(s): Walter Steven Schwartz
Hearing Site: Phoenix, AZ
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| 18-00197 | 02/28/2019 | Claimant(s): Linda Cook
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): VSR Financial Services.
Respondent Lawyers(s): Christina Vourakis
Arbitrator(s): Jonathan B. Gilbert
Hearing Site: Des Moines, IA
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| 18-00787 | 02/28/2019 | Claimant(s): Jeffrey Mackevich
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Mesirow Financial.
Respondent Lawyers(s): James L. Kopecky
Arbitrator(s): William M. Koziol
Hearing Site: Chicago, IL
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| 17-03415 | 02/27/2019 | Claimant(s): Daniel Ruediger
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Katherine H. O'Neil
Hearing Site: Portland, OR
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