Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-04350 | 03/19/2020 | Claimant(s): Mary Wagner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Jim Geiger Hearing Site: Philadelphia, PA | ||
| 19-02190 | 03/18/2020 | Claimant(s): Christopher Holder Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Triad Advisors LLC Respondent Lawyers(s): Melissa Tarentino Arbitrator(s): Frances Johnson Wright Hearing Site: Birmingham, AL | ||
| 19-02740 | 03/17/2020 | Claimant(s): Don Rudolph Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC, UVEST Financial Services Group. Respondent Lawyers(s): Corporate Officer, Sara B. Davis Arbitrator(s): Harvey R. Linder Hearing Site: Raleigh, NC | ||
| 19-02217 | 03/13/2020 | Claimant(s): Michael Myers Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Private Consulting Group. Respondent Lawyers(s): Robert L. Keys Arbitrator(s): James John Jurinski Hearing Site: Portland, OR | ||
| 19-01133 | 03/12/2020 | Claimant(s): David Eller Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Ellyn S. Roth Hearing Site: New York, NY | ||
| 19-01032 | 03/05/2020 | Claimant(s): Nicole Robertson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): SunTrust Investment Services. Respondent Lawyers(s): Josef Rosen Arbitrator(s): John P. Cullem Hearing Site: Raleigh, NC | ||
| 19-01381 | 03/03/2020 | Claimant(s): Jordan Waring Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Gruntal & Co., L.L.C. Respondent Lawyers(s): Gruntal & Co., L.L.C. Registered Agent Arbitrator(s): Elena G. Rodriguez Hearing Site: New York, NY | ||
| 19-01790 | 03/03/2020 | Claimant(s): Careena Patel Claimant Lawyers(s): Dochtor Kennedy Respondent(s): BBVA Securities Inc. Respondent Lawyers(s): M. Lee Johnsey Arbitrator(s): Frances Johnson Wright Hearing Site: Dallas, TX | ||
| 19-01375 | 02/28/2020 | Claimant(s): David Gross Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Arthur Neil Tolciss Hearing Site: New York, NY | ||
| 19-02398 | 02/26/2020 | Claimant(s): Reed Finney Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): Louis H Miron Hearing Site: Newark, NJ |