Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-01470 | 05/09/2024 | Claimant(s): Roshan Loungani Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Arete Wealth Management Respondent Lawyers(s): Bob Chung Arbitrator(s): Patricia H. Latham Hearing Site: Washington, DC | ||
| 23-02764 | 05/08/2024 | Claimant(s): Robert Manning Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets., Morgan Stanley Respondent Lawyers(s): Adam Kauff, Trae D. Meyr Arbitrator(s): Carol H. Gold Hearing Site: Philadelphia, PA | ||
| 23-00076 | 05/08/2024 | Claimant(s): Robert Fratkin Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Abigail Elrod Arbitrator(s): Tina E. Patterson Hearing Site: Washington, DC | ||
| 23-01432 | 05/03/2024 | Claimant(s): Gary Lydrickson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Franklin Distributors Respondent Lawyers(s): Miles S. Winder Arbitrator(s): Jeffrey M. Bain Hearing Site: Cleveland, OH | ||
| 20-02486 | 04/26/2024 | Claimant(s): Rebecca Timmerman, Sherry Baker Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): David E. Crawford Hearing Site: St. Louis, MO | ||
| 23-01327 | 04/25/2024 | Claimant(s): Gregory Malin Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cetera Investment Services. Respondent Lawyers(s): David Feldstein Arbitrator(s): Thomas B. Corey Hearing Site: Baltimore, MD | ||
| 23-01309 | 04/19/2024 | Claimant(s): Eli Ward Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): David A. Schuler Hearing Site: Kansas City, MO | ||
| 23-01143 | 04/18/2024 | Claimant(s): Elizabeth Stancil Claimant Lawyers(s): Dochtor Kennedy Respondent(s): First Citizens Investor Services. Respondent Lawyers(s): Kyle A. Owens Arbitrator(s): Ian S. Greig Hearing Site: Raleigh, NC | ||
| 23-01349 | 04/11/2024 | Claimant(s): Peter Armstrong Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Advisors Asset Management. Respondent Lawyers(s): Kevin B. Walker Arbitrator(s): Jim Geiger Hearing Site: Columbus, OH | ||
| 23-01414 | 04/10/2024 | Claimant(s): Frank Briseno, III Claimant Lawyers(s): Dochtor Kennedy Respondent(s): FSC Securities Corporation Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Lynne M. Gomez Hearing Site: New Orleans, LA |