Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-01986 | 05/02/2022 | Claimant(s): Cynthia Giovacchino Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew Bohenek Arbitrator(s): Linda J. Baer Hearing Site: Hartford, CT | ||
| 21-02175 | 04/29/2022 | Claimant(s): Michael Neuenschwander Claimant Lawyers(s): Dochtor Kennedy Respondent(s): G.F. Investment Services Respondent Lawyers(s): Larry Yager Arbitrator(s): Maryanne M. Esser Hearing Site: Houston, TX | ||
| 21-00095 | 04/27/2022 | Claimant(s): Shaun Rowles Claimant Lawyers(s): Dochtor Kennedy Respondent(s): BB&T Investment Services. Respondent Lawyers(s): Josef Y. Rosen Arbitrator(s): Mauricio Arcadier Hearing Site: Nashville, TN | ||
| 21-01861 | 04/27/2022 | Claimant(s): Mason Hallett Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Christopher F. Robertson Arbitrator(s): Steven H. Vogel Hearing Site: Chicago, IL | ||
| 21-02329 | 04/26/2022 | Claimant(s): Benjamin Hoehler Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securities America. Respondent Lawyers(s): Gregory M. Curley Arbitrator(s): Douglas M. Branson Hearing Site: Louisville, KY | ||
| 21-02303 | 04/25/2022 | Claimant(s): Michelle Coble Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Msi Financial Services. Respondent Lawyers(s): Martin Harris Arbitrator(s): Mark C Watler Hearing Site: Oklahoma City, OK | ||
| 21-02048 | 04/21/2022 | Claimant(s): Guy Clayton Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 21-01557 | 04/20/2022 | Claimant(s): Charles Belluardo Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Laura A. Pizzitola Arbitrator(s): Robert E. Anderson Hearing Site: Jersey City, NJ | ||
| 21-02579 | 04/19/2022 | Claimant(s): Elizabeth Bennett Claimant Lawyers(s): Dochtor Kennedy Respondent(s): PNC Investments Respondent Lawyers(s): Angelina T. Evans Arbitrator(s): Mark H. Stein Hearing Site: Philadelphia, PA | ||
| 21-01922 | 04/18/2022 | Claimant(s): Dennis Thurman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): Donald N. Tolin Hearing Site: Omaha, NE |