| 08-01230 | 04/23/2009 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Martin Gerek
Respondent Lawyers(s): Martin Gerek
Arbitrator(s): Charles W. Herf, Marvin J. Klein, Gary L. Freeman
Hearing Site: Las Vegas, NV
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| 08-01424 | 04/07/2009 | Claimant(s): First Midwest Securities.
Claimant Lawyers(s): Renee Emrick
Respondent(s): Patricia Robinson
Respondent Lawyers(s): Patrick Corcoran
Arbitrator(s): Thanayi J. Lindsey
Hearing Site: Las Vegas, NV
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| 08-00301 | 03/17/2009 | Claimant(s): Tyrone Tabak
Claimant Lawyers(s): Fred N. Tabak
Respondent(s): Wedbush Morgan Securities Inc.
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): Vernon Barnum, Michael D. Harrison, R. Peter Faris
Hearing Site: Las Vegas, NV
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| 08-00222 | 01/16/2009 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): D. Daxton White
Respondent(s): Jon Barnes
Respondent Lawyers(s): Jon Ross Barnes
Arbitrator(s): Jeffrey E. Skogsbergh, Michael Dean, Randall N. Kirk
Hearing Site: Las Vegas, NV
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| 07-00913 | 09/25/2008 | Claimant(s): Jerry Engel
Claimant Lawyers(s): M Nelson Segel
Respondent(s): Kevin Kimberlin, William Dioguardi, Spencer Trask Ventures.
Respondent Lawyers(s): Richard A. Roth
Arbitrator(s): Robert A. Lombardi
Hearing Site: Las Vegas, NV
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| 07-02628 | 09/02/2008 | Claimant(s): Evan Bedell
Claimant Lawyers(s): C. Robert Peterson
Respondent(s): Viney Singal, Silver Pacific Advisors
Respondent Lawyers(s): Suvinder S. Ahluwalia
Arbitrator(s): David M. Seidner, Philip H. Marmurowski, Peter D. Steinbroner
Hearing Site: Las Vegas, NV
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| 07-00446 | 07/31/2008 | Claimant(s): Brent Cowin, Rock Mirich
Claimant Lawyers(s): Marie Mirch
Respondent(s): David Winchell, Jeffrey Graves, Julie Castle, Keith Schmidt, Lisa Dry, Mary With, Matthew Howard, Banc of America Investment Services Inc., Pat Jagielski, William Tanem, Bank of America
Respondent Lawyers(s): Bryce K. Kunimoto
Arbitrator(s): David W. Dresnick, Geoffrey A. VanderPal, Paul E. Dahlman
Hearing Site: Las Vegas, NV
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| 06-04113 | 01/25/2008 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Renan Sugarman
Respondent(s): Ken Bott
Respondent Lawyers(s): Aileen E. Cohen
Arbitrator(s): Steven A. Budin, Royetta M. Jones, Richard W. Pendleton
Hearing Site: Las Vegas, NV
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