| 23-00700 | 05/22/2024 | Claimant(s): John Kasel
Claimant Lawyers(s): Christopher F. Robertson
Respondent(s): KMS Financial Services., U.S. Bancorp Investments.
Respondent Lawyers(s): Briana Al Taqatqa, Records Custodian
Arbitrator(s): Katherine Hendricks, David William Hickman, Linda Dai-Fong Koa
Hearing Site: Seattle, WA
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| 22-01691 | 02/02/2024 | Claimant(s): Andreas Klein
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Christopher F. Robertson
Arbitrator(s): Michael L. Lyons, Susan Finefrock, Ann Marie Hansen
Hearing Site: Columbus, OH
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| 23-00226 | 01/10/2024 | Claimant(s): Terry Hastings
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Christopher F. Robertson
Arbitrator(s): Allan R. Lazor
Hearing Site: New Orleans, LA
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| 22-02037 | 06/30/2023 | Claimant(s): Jeff Han
Claimant Lawyers(s): Samantha Pastor
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Christopher F. Robertson
Arbitrator(s): Joseph C. Watson
Hearing Site: Los Angeles, CA
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| 22-00364 | 12/05/2022 | Claimant(s): Jason Abbamonte
Claimant Lawyers(s): Harris Freedman
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Christopher F. Robertson
Arbitrator(s): Kenneth R. Starr
Hearing Site: Tampa, FL
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| 22-00182 | 10/11/2022 | Claimant(s): Matthew Lohr
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Christopher F. Robertson
Arbitrator(s): Marilee Roberg
Hearing Site: Chicago, IL
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| 22-00265 | 08/12/2022 | Claimant(s): Michael Achatz
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Christopher F. Robertson
Arbitrator(s): Douglas Earl McLaren
Hearing Site: Baltimore, MD
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| 21-01861 | 04/27/2022 | Claimant(s): Mason Hallett
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Christopher F. Robertson
Arbitrator(s): Steven H. Vogel
Hearing Site: Chicago, IL
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| 21-01275 | 03/02/2022 | Claimant(s): Theodore Fischer
Claimant Lawyers(s): Brian Luther
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Christopher F. Robertson
Arbitrator(s): Stephen Howard Marcus, Tim James O'Keefe, Michael Shimokaji
Hearing Site: Los Angeles, CA
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| 19-02674 | 01/11/2021 | Claimant(s): Kenneth Lynn
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Christopher F. Robertson
Arbitrator(s): Ann C. Northern
Hearing Site: New York, NY
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