22-02257 | 06/06/2023 | Claimant(s): Gale Brodie Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Waddell & Reed, MSI Financial Services. Respondent Lawyers(s): Ariel N. Brotman, Mike West Arbitrator(s): Gary A. Hooker, Philip Aaron Tymon, Bruce J Highman Hearing Site: San Francisco, CA
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20-03369 | 05/21/2021 | Claimant(s): Rey Deborja Claimant Lawyers(s): Kartikey Pradhan Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Gary A. Hooker, Thomas D. Reese, Keara Kelly Roethke Hearing Site: San Francisco, CA
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18-01436 | 06/20/2019 | Claimant(s): Shamima Aktar Claimant Lawyers(s): Shamima Aktar Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Eric M. Steinert Arbitrator(s): Gary A. Hooker, Dean J. Dietrich, John Burritt McArthur Hearing Site: San Francisco, CA
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13-03716 | 06/16/2015 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Mitchell J. Albert Respondent(s): Andrew Spivey Respondent Lawyers(s): Andrew G. Spivey Arbitrator(s): Herb Schwartz, Gary A. Hooker, Susan J. Alexander Hearing Site: San Francisco, CA
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12-02325 | 08/25/2014 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Michael R. Greco Respondent(s): Morgan Stanley Respondent Lawyers(s): Jonathan C. Thau Arbitrator(s): Gary A. Hooker, James D. Murray, Robert Mallin Hirsch Hearing Site: San Francisco, CA
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10-04109 | 03/31/2014 | Claimant(s): Lehman Brothers Inc. Claimant Lawyers(s): Victor A. Machcinski Respondent(s): Christopher Clifford Respondent Lawyers(s): Edward S. Zusman Arbitrator(s): Gary A. Hooker, Sterling N. Frost, Michael J. Fish Hearing Site: San Francisco, CA
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09-06810 | 02/29/2012 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Mitchell J. Albert Respondent(s): Kent Elliott Respondent Lawyers(s): John W. Shaw Arbitrator(s): Lester Friedman, Gary A. Hooker, Val D. Hornstein Hearing Site: San Francisco, CA
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09-04144 | 06/29/2011 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Paul T. Cahill Respondent(s): Vince Dimaggio Respondent Lawyers(s): Daria Dub Carlson Arbitrator(s): Gary A. Hooker, Sean B. Meehan, James G. Gillivan Hearing Site: San Francisco, CA
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06-04188 | 01/30/2008 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Ronald P. Kane Respondent(s): Jeffrey Arburn Respondent Lawyers(s): Jeffrey Arburn Arbitrator(s): Alexander L. Mazour, Gary A. Hooker, Christopher W. Allick Hearing Site: San Francisco, CA
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