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FINRA Awards for Lehman Brothers Inc.

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0410903/31/2014Claimant(s): Lehman Brothers Inc.
Claimant Lawyers(s): Victor A. Machcinski
Respondent(s): Christopher Clifford
Respondent Lawyers(s): Edward S. Zusman
Arbitrator(s): Gary A. Hooker, Sterling N. Frost, Michael J. Fish
Hearing Site: San Francisco, CA

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