Potomac Analytics' Logo

FINRA Awards for Jim Geiger

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 10 out of 56 results
Case Number Award Date Case Summary Customer Case? Amount Granted
24-0134609/20/2024Claimant(s): RBC Capital Markets LLC
Claimant Lawyers(s): Michael E. Rowe
Respondent(s): Joseph Tiderencel
Respondent Lawyers(s): Joseph Michael Tiderencel
Arbitrator(s): Jim Geiger
Hearing Site: Syracuse, NY
23-0364808/02/2024Claimant(s): Mandisa Landry
Claimant Lawyers(s): Thomas Momjian
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Rima F. Hartman
Arbitrator(s): Jim Geiger
Hearing Site: Philadelphia, PA
23-0346204/25/2024Claimant(s): Kovack Securities Inc
Claimant Lawyers(s): Amy Towle
Respondent(s): Hans Sharma
Respondent Lawyers(s): Hans R. Sharma
Arbitrator(s): Jim Geiger
Hearing Site: Philadelphia, PA
23-0134904/11/2024Claimant(s): Peter Armstrong
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Advisors Asset Management.
Respondent Lawyers(s): Kevin B. Walker
Arbitrator(s): Jim Geiger
Hearing Site: Columbus, OH
23-0138002/07/2024Claimant(s): Douglas Frizzell
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Jim Geiger
Hearing Site: Manchester, NH
23-0035111/15/2023Claimant(s): James Laneave
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Synergy Investment Group
Respondent Lawyers(s): Ryan Duffie
Arbitrator(s): Jim Geiger, Jonathan S. Alcaro, Marcus G. Lashley
Hearing Site: Richmond, VA
23-0040411/14/2023Claimant(s): James Laneave
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Synergy Investment Group
Respondent Lawyers(s): Jeffrey D. Jones
Arbitrator(s): Jim Geiger
Hearing Site: Richmond, VA
22-0178803/03/2023Claimant(s): Loizos Kapnisi
Claimant Lawyers(s): James P. Galvin
Respondent(s): TIAA-CREF Individual & Institutional Svc
Respondent Lawyers(s): Julie Calderon Rizzo
Arbitrator(s): Jim Geiger
Hearing Site: Richmond, VA
22-0071202/15/2023Claimant(s): Stephen Peiffer
Claimant Lawyers(s): Jon-Jorge Aras
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): Denis Dice
Arbitrator(s): Jim Geiger, Lisette Lazinger Tarragano, George Aleman
Hearing Site: Philadelphia, PA
22-0124912/20/2022Claimant(s): Stanley Cooper
Claimant Lawyers(s): Denis Dice
Respondent(s): Cetera Advisor Networks LLC
Respondent Lawyers(s): David G. Smitham
Arbitrator(s): Jim Geiger, Alan J. Blocher, Thomas R Nathan
Hearing Site: Philadelphia, PA

56 Results

Display: