| 19-03772 | 01/09/2023 | Claimant(s): Joshua Heapes
Claimant Lawyers(s): Jeremy L. Bartell
Respondent(s): Chad Troester, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Christopher S. Koller
Arbitrator(s): Nelson P. Lovins, Denise L. Presley, Michael P. Breton
Hearing Site: Boston, MA
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| 20-01869 | 02/03/2021 | Claimant(s): Jason Skolnick
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Purshe Kaplan Sterling Investments
Respondent Lawyers(s): David Purcell
Arbitrator(s): Denise L. Presley
Hearing Site: Boston, MA
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| 19-02074 | 03/16/2020 | Claimant(s): Lawrence Eppolito
Claimant Lawyers(s): Matt Wolper
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Denise L. Presley
Hearing Site: Boston, MA
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| 19-02601 | 01/21/2020 | Claimant(s): Daniel Pimental
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities Inc
Respondent Lawyers(s): Jeffrey A. Dunlap
Arbitrator(s): Denise L. Presley
Hearing Site: Boston, MA
| | |
| 19-01309 | 11/13/2019 | Claimant(s): Regina Bernarduci
Claimant Lawyers(s): Michael Bessette
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Denise L. Presley
Hearing Site: Boston, MA
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| 18-00170 | 12/03/2018 | Claimant(s): Gregory Chebuske
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): New England Securities
Respondent Lawyers(s): Eunice C. Jordan
Arbitrator(s): Denise L. Presley
Hearing Site: Boston, MA
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| 17-01093 | 10/31/2017 | Claimant(s): Heidi Hanson
Claimant Lawyers(s): Thomas N. O'Connor
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Alan S. Brodherson
Arbitrator(s): Denise L. Presley, Abigail Falcon-Rosa
Hearing Site: Boston, MA
| | Expungement |
| 15-00724 | 04/14/2017 | Claimant(s): Clifford Alexander, Jeanne Fisher
Claimant Lawyers(s): Clifford Alexander
Respondent(s): Cantella & Co..
Respondent Lawyers(s): Jay Lanstein
Arbitrator(s): Michael P. Anciello, Denise L. Presley, Joseph Samuel Berman
Hearing Site: Boston, MA
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| 09-04824 | 12/02/2010 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Jonathan Levine
Respondent(s): Shawn Newman
Respondent Lawyers(s): Shawn C. Newman
Arbitrator(s): Susan J. Buckley, Denise L. Presley, Jerry L. Hooper
Hearing Site: Charlotte, NC
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