FINRA Awards for Robert G. Falbisaner

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 8 out of 8 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-02768	02/15/2024	Claimant(s): Patrick Dwyer Claimant Lawyers(s): Daniel Zinman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn D. Perreault Arbitrator(s): Robert G. Falbisaner Hearing Site: Boca Raton, FL
23-01372	12/14/2023	Claimant(s): Sean Sill Claimant Lawyers(s): Cory S. Zadanosky Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): Robert G. Falbisaner Hearing Site: Boca Raton, FL
22-02755	07/10/2023	Claimant(s): Thomas Casolaro Claimant Lawyers(s): Zachary T. Hayes-Macaluso Respondent(s): NewBridge Securities Corp. Respondent Lawyers(s): G. Robert Abrams Arbitrator(s): Robert G. Falbisaner Hearing Site: Boca Raton, FL
22-02079	05/05/2023	Claimant(s): Roberto Rivera Vazquez Claimant Lawyers(s): Gara M. Seagraves Respondent(s): Popular Securities. Respondent Lawyers(s): Mariela M. Ramierz-Morales Arbitrator(s): Robert G. Falbisaner Hearing Site: San Juan, PR
22-00627	10/06/2022	Claimant(s): Angelo Kafkes Claimant Lawyers(s): Craig Stein Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Edward R. Niederriter, Stephen Kahane, Robert G. Falbisaner Hearing Site: Boca Raton, FL
21-01593	12/07/2021	Claimant(s): Nicolas Rueda Claimant Lawyers(s): Benjamin J. Biard Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Katherine B. Harrison Arbitrator(s): Robert G. Falbisaner Hearing Site: Boca Raton, FL
20-00446	07/23/2020	Claimant(s): Michael Kelleher, Peter Caruso Claimant Lawyers(s): Nisha S. Wright Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Carl Shechter, Robert G. Falbisaner, Robert John Harvey Hearing Site: Boca Raton, FL
19-00445	02/11/2020	Claimant(s): Matthew Gerst Claimant Lawyers(s): Craig D. Stein Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): Will Murphy, Robert G. Falbisaner, Scott Louis Fishman Hearing Site: Boca Raton, FL