| 11-01338 | 10/15/2015 | Claimant(s): RBC Capital Markets LLC
Claimant Lawyers(s): Joel E. Davidson
Respondent(s): Daniel Bushey
Respondent Lawyers(s): Robert E. Manchester
Arbitrator(s): Cindy L. Anderson, Anne H. Orr, George Davenport
Hearing Site: Jacksonville, FL
| | |
| 09-02035 | 06/03/2010 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Joel E. Davidson
Respondent(s): Ronald Feldstein, Mara Capital Management
Respondent Lawyers(s): Seth Huberman
Arbitrator(s): Norman J. Reich, Mary Ellen Burns, Andrew J. Gerber
Hearing Site: New York, NY
| | Stipulated Award |
| 09-01130 | 01/15/2010 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Joseph E. Gehring
Respondent(s): Carol Ramsdell, Wachovia Securities, Eugene Richardson, Justin Burdo, Marc Johnson
Respondent Lawyers(s): Joel E. Davidson
Arbitrator(s): David Buch, Christopher C. Willett, Ronald Ripstein
Hearing Site: Rochester, NY
| | |
| 07-02191 | 06/29/2009 | Claimant(s): First Empire Securities.
Claimant Lawyers(s): Martin H. Kaplan
Respondent(s): Lawrence Miele
Respondent Lawyers(s): Joel E. Davidson
Arbitrator(s): J. Julie Jason, Aaron Tyk, Elliot Berman
Hearing Site: New York, NY
| | |
| 07-03256 | 02/12/2009 | Claimant(s): Alan Gildenberg
Claimant Lawyers(s): Jay A. Schwartz
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Joel E. Davidson
Arbitrator(s): Marvin I. Horowitz, Norman A. Samson, Earlene R. Baggett-Hayes
Hearing Site: Detroit, MI
| | |
| 08-04122 | 01/23/2009 | Claimant(s): Neuberger Berman Management LLC
Claimant Lawyers(s): Jonathan C. Thau
Respondent(s): Jeffrey Tucker, RBC Capital Markets LLC, Seamus Monschein, Shari Mason, Steven Mascitelli
Respondent Lawyers(s): Joel E. Davidson
Arbitrator(s): Milton M. Stein, Robert Bartels, John D. Nagy
Hearing Site: New York, NY
| | |
