| 09-02435 | 10/15/2010 | Claimant(s): Seymour L. Goldman, executor of the Esta
Claimant Lawyers(s): Mark D. Risk
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Joel E. Davidson
Arbitrator(s): Marilyn J. Salzman, Julian F. Santos, Renee La Verne Ross CFP
Hearing Site: New York, NY
|  | $0 |
| 08-04585 | 08/06/2009 | Claimant(s): Harold Kozupsky, Jeanette Kozupsky, Harold and Jeanette Kozupsky, IRA, Harold Kozupsky and Jeanette Kozupsky
Claimant Lawyers(s): Jenice L. Malecki
Respondent(s): George Gladman, Ronald Slevin, RBC Dain Raucher
Respondent Lawyers(s): Joel E. Davidson
Arbitrator(s): John F. Duane, Alvin Green, James D. Yellen
Hearing Site: New York, NY
| | Stipulated Award and Expungement |
| 07-02872 | 03/05/2009 | Claimant(s): Douglas Strayer, Julie Strayer
Claimant Lawyers(s): Julie D. Strayer
Respondent(s): Wachovia Securities, John Brady
Respondent Lawyers(s): Joel E. Davidson
Arbitrator(s): Sandra Lee Dolan, Wilbert H. Luck, John Laing Bowles
Hearing Site: Baltimore, MD
| | Stipulated Award and Expungement |
| 07-02871 | 10/15/2008 | Claimant(s): Thomas Ferencak
Claimant Lawyers(s): David L. McGee
Respondent(s): Joseph Ciliberti, Scottrade.
Respondent Lawyers(s): Joel E. Davidson
Arbitrator(s): Fred M. Ridolphi, Charles A. Bosworth, Alton B. Lewis
Hearing Site: New Orleans, LA
| | Stipulated Award and Expungement |
