| 18-01782 | 02/17/2022 | Claimant(s): Alicia Cabouli
Claimant Lawyers(s): Neil A. Sussman
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Robert S. Whitman
Arbitrator(s): Leona Beane, Robin H. Gise, Regina Waynes Joseph
Hearing Site: New York, NY
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| 12-04118 | 01/08/2014 | Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Neil A. Sussman
Respondent(s): Peter Gambee
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): Martin H. Zern, Steven J. Brill, David Jeremy Mattana
Hearing Site: New York, NY
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| 12-04119 | 01/06/2014 | Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Neil A. Sussman
Respondent(s): William Gourd
Respondent Lawyers(s): Daniel J. Dwyer
Arbitrator(s): Mary L. Merkle, Keely D. Parr, Robert Elliot Harrison
Hearing Site: New York, NY
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| 10-04622 | 04/17/2013 | Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Neil A. Sussman
Respondent(s): Jason Taylor
Respondent Lawyers(s): Anthony Paduano
Arbitrator(s): Jeff Abrams, Martha Z. Ralstin, David J. Nowacki
Hearing Site: Dallas, TX
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| 10-04602 | 06/08/2012 | Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Neil A. Sussman
Respondent(s): Jack Petersen
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): Joseph B. Russell
Hearing Site: New York, NY
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| 10-04599 | 05/02/2012 | Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Neil A. Sussman
Respondent(s): Jeremy St. Jean
Respondent Lawyers(s): Peter F. Carr
Arbitrator(s): Nelson P. Lovins
Hearing Site: Boston, MA
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| 10-01868 | 10/11/2011 | Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Neil A. Sussman
Respondent(s): William Cerf
Respondent Lawyers(s): Matthew Farley
Arbitrator(s): Jack Friedman
Hearing Site: New York, NY
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| 10-04569 | 10/11/2011 | Claimant(s): Lehman Brothers Holdings.
Claimant Lawyers(s): Neil A. Sussman
Respondent(s): Jennifer Mitchell
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): David N. Brainin
Hearing Site: New York, NY
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| 10-01872 | 09/07/2011 | Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Neil A. Sussman
Respondent(s): Felipe Britto
Respondent Lawyers(s): Matthew Farley
Arbitrator(s): Gary M. Landau
Hearing Site: Miami, FL
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| 10-01876 | 08/08/2011 | Claimant(s): Lehman Brothers Holdings.
Claimant Lawyers(s): Neil A. Sussman
Respondent(s): Bryon Botsford
Respondent Lawyers(s): Matthew Farley
Arbitrator(s): Susan B. Gans-Smith
Hearing Site: San Francisco, CA
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