| 12-03144 | 08/13/2013 | Claimant(s): Zhi Poon
Claimant Lawyers(s): Zhi C. Poon
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Franklin P. Chapman, Robert B. Schmidt, Steven David Leader
Hearing Site: New York, NY
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| 09-06800 | 08/12/2010 | Claimant(s): Frank Altomaro
Claimant Lawyers(s): Frank Altomaro
Respondent(s): RBS Securities Inc.
Respondent Lawyers(s): Amy Gare
Arbitrator(s): Daniel Robbins, Steven David Leader, Ralph A. DeSena
Hearing Site: New York, NY
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| 07-02493 | 10/28/2009 | Claimant(s): Interactive Brokers LLC
Claimant Lawyers(s): Bruce E. Coolidge
Respondent(s): Mark Ramos, Martin Allamian, Michael Elizondo, Last Atlantis Capital Management, Lek Securities Corporation, Petra Trading Group LLC
Respondent Lawyers(s): Anthony C. Valiulis, Tommy P. Beaudreau
Arbitrator(s): Robert L. Spangler, David I. Goldblatt, Steven David Leader
Hearing Site: New York, NY
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| 08-02650 | 05/08/2009 | Claimant(s): Perrin, Holden & Davenport Capital Corp.
Claimant Lawyers(s): Faun M. Phillipson
Respondent(s): Denis Kraemer
Respondent Lawyers(s): Denis William Kraemer
Arbitrator(s): Steven David Leader
Hearing Site: New York, NY
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| 07-01486 | 02/02/2009 | Claimant(s): Sloan Securities Corp.
Claimant Lawyers(s): Paul A. Liberman
Respondent(s): Harry Friedman, Prestige Financial Center.
Respondent Lawyers(s): Michael G. Shannon
Arbitrator(s): Robina Fedora Asti, Steven David Leader, Salvatore J. Bate
Hearing Site: New York, NY
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| 07-02134 | 01/23/2008 | Claimant(s): Continental Broker-Dealer Corp. by Tru
Claimant Lawyers(s): Nathan Schwed
Respondent(s): Nicholas Cosmo
Respondent Lawyers(s): Nicholas Joseph Cosmo
Arbitrator(s): Steven David Leader
Hearing Site: New York, NY
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| 06-02824 | 11/12/2007 | Claimant(s): Irving Becker
Claimant Lawyers(s): Jerome M. Selvers
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Karen L. Palermo
Arbitrator(s): John P. Bannon, Martin A. Edelstein, Steven David Leader
Hearing Site: Newark, NJ
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