18-03214 | 05/06/2019 | Claimant(s): Peter Shusterman Claimant Lawyers(s): Frances Menzer Respondent(s): Sagepoint Financial. Respondent Lawyers(s): Bradley Fishman Arbitrator(s): Kevin K. Forrester Hearing Site: San Diego, CA
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17-00801 | 04/16/2019 | Claimant(s): FSC Securities Corporation Claimant Lawyers(s): Bradley Fishman Respondent(s): Jordan Berlin Respondent Lawyers(s): Christopher D. Warren Arbitrator(s): Anna Lascar, Steven Gary Leventhal, Harvey E. Benjamin Hearing Site: New York, NY
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18-01101 | 02/19/2019 | Claimant(s): Frank Cuenca Claimant Lawyers(s): Michael Bessette Respondent(s): FSC Securities Corporation Respondent Lawyers(s): Bradley Fishman Arbitrator(s): Robert F. Saint-Aubin Hearing Site: San Diego, CA
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18-01333 | 02/05/2019 | Claimant(s): Jeffrey Lavin, Mark Sudol Claimant Lawyers(s): Chad Weaver Respondent(s): Sagepoint Financial., National Planning Corporation Respondent Lawyers(s): Bradley Fishman, Scott R. Furbush Arbitrator(s): Milton N. Gross Hearing Site: Los Angeles, CA
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16-03403 | 02/01/2018 | Claimant(s): Jeffrey Gurman Claimant Lawyers(s): Kevin Galbraith Respondent(s): Woodbury Financial Services. Respondent Lawyers(s): Bradley Fishman Arbitrator(s): Kendall C. Reed Hearing Site: Los Angeles, CA
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17-01108 | 12/21/2017 | Claimant(s): William Stafford Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Woodbury Financial Services., Mony Securities Corporation Respondent Lawyers(s): Bradley Fishman, Hector D. Geribon Arbitrator(s): Richard J. Stall Hearing Site: Las Vegas, NV
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14-02823 | 01/14/2016 | Claimant(s): Jared Carmel Claimant Lawyers(s): Ross D. Carmel Respondent(s): Bradley Fishman, Emilio Disanluciano, Eric Brachfeld, Evan Haymes, Nicholas Gupta, Zarin Khan, Citizen VC, Fusion Analytics Securities LLC, Morpheus Securities LLC, Rhino Financial Group Respondent Lawyers(s): Aegis J. Frumento, Ross D. Carmel Arbitrator(s): William G. Binckes, Jill I. Gross, Joseph F. Kern Hearing Site: New York, NY
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