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FINRA Awards for Glenn J. Hansen

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0212402/07/2020Claimant(s): Marc Goldberg
Claimant Lawyers(s): Joel Wertman
Respondent(s): The Investment Center.
Respondent Lawyers(s): Douglas A. Wright
Arbitrator(s): Glenn J. Hansen, Thomas Benjamin Salzer, Timothy Towles Stevens
Hearing Site: Philadelphia, PA
17-0295306/06/2018Claimant(s): Michael Butterworth
Claimant Lawyers(s): Edwin L. Stock
Respondent(s): Equity Services., Hornor, Townsend & Kent., MML Investors Services
Respondent Lawyers(s): Derek C. Anderson, George D. Fagan, Julie E. Ravis
Arbitrator(s): Louis H. Miron, Edward Blumstein, Glenn J. Hansen
Hearing Site: Wilmington, DE
16-0058010/14/2016Claimant(s): James Whalen
Claimant Lawyers(s): James R. Whelan
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Robert A. Buhlman
Arbitrator(s): Glenn J. Hansen, Laura A. Kaster, Matthew James Malinowski
Hearing Site: Philadelphia, PA
10-0544508/21/2014Claimant(s): RBC Capital Markets LLC
Claimant Lawyers(s): Joseph F. Keenan
Respondent(s): Gregory Dotter
Respondent Lawyers(s): Gregory Dotter
Arbitrator(s): Edward T. Borer, Jim Geiger, Bernard Herman, Glenn J. Hansen, Roger Frazier Cox, Mark H. Stein
Hearing Site: Philadelphia, PA
06-0382807/27/2009Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Joseph E. Gehring
Respondent(s): Eric Boory, Eric Stevens, Gerald Grossman, Morgan Stanley DW Inc., Scott Lerner, Stanley Lerner
Respondent Lawyers(s): John Greco, Philip J. Campisi
Arbitrator(s): Sheldon Seligsohn, Glenn J. Hansen, Susan Mills Richmond
Hearing Site: Philadelphia, PA

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