| 15-02006 | 12/01/2017 | Claimant(s): Matt Summerville
Claimant Lawyers(s): James W. Halter
Respondent(s): Keybanc Capital Markets Inc.
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Jeffrey M. Bain, David M. Panko, David Rosenblum Cohen
Hearing Site: Cleveland, OH
| | |
| 15-02938 | 09/21/2017 | Claimant(s): Charles Kibler
Claimant Lawyers(s): Adam G. Anderson
Respondent(s): Donald Smith, Provident Private Capital Partners., Provident Wealth Management.
Respondent Lawyers(s): Ryan O. Hemminger
Arbitrator(s): David M. Panko, Mary Kathleen Coleman, Mark A. Sipper
Hearing Site: Pittsburgh, PA
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| 16-00597 | 07/13/2017 | Claimant(s): Francis Aiello
Claimant Lawyers(s): Stuart D. Meissner
Respondent(s): Citizens Securities.
Respondent Lawyers(s): David L. Ward
Arbitrator(s): David M. Panko, Jay H. Feldstein, Miles David Braverman
Hearing Site: Pittsburgh, PA
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| 14-00025 | 07/14/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Max S. Emmer
Respondent(s): Gary Shumate
Respondent Lawyers(s): Arthur C. Koski
Arbitrator(s): David M. Panko, Robin L. Lewis, Peter Edward Sheridan
Hearing Site: Philadelphia, PA
| | |
| 14-00408 | 10/27/2014 | Claimant(s): Keith Steidle
Claimant Lawyers(s): Brian A. Carlis
Respondent(s): PLC Design. 401K Plan
Respondent Lawyers(s): Robert G. Varkonyi
Arbitrator(s): David M. Panko, Michael P. Marryshow, Donald S. Bauman
Hearing Site: Philadelphia, PA
| | Expungement |
| 11-03898 | 04/11/2013 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): A. J. Borrelli
Respondent(s): James Meis
Respondent Lawyers(s): Thomas J. Momjian
Arbitrator(s): Benjamin F. Richards, David M. Panko, Lawrence J. Roth
Hearing Site: Philadelphia, PA
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